As Passed by the Senate

124th General Assembly
Regular Session
2001-2002
Sub. S. B. No. 191


SENATORS Spada, White, Randy Gardner, Jacobson, Fingerhut, Prentiss, Armbruster, Austria, Blessing, Carnes, DiDonato, Finan, Hagan, Harris, Hottinger, Jordan, Mead, Mumper, Oelslager, Roberts, Shoemaker, Wachtmann, Herington, Robert Gardner, Ryan



A BILL
To amend sections 4723.61, 5123.19, 5123.50, 5123.611,1
5126.354, 5126.355, and 5126.357; to amend, for2
the purpose of adopting new section numbers as3
indicated in parentheses, 4723.61 (4723.071),4
sections 5126.354 (5123.205), 5126.355 (5123.206),5
and 5126.357 (5123.208); to enact sections6
5123.201, 5123.202, 5123.203, 5123.204, 5123.207,7
and 5126.36; and to repeal sections 4723.62,8
5123.193, 5126.35, 5126.351, 5126.352, 5126.353,9
and 5126.356 of the Revised Code to revise the law10
governing the licensure of residential facilities11
for individuals with mental retardation and12
developmental disabilities and to revise the law13
pertaining to the authority of certain personnel to14
administer medications and perform health-related15
activities for individuals with mental retardation16
and developmental disabilities.17


BE IT ENACTED BY THE GENERAL ASSEMBLY OF THE STATE OF OHIO:

       Section 1. That sections 4723.61, 5123.19, 5123.50, 5123.611,18
5126.354, 5126.355, and 5126.357 be amended; sections 4723.6119
(4723.071), 5126.354 (5123.205), 5126.355 (5123.206), and 5126.35720
(5123.208) be amended for the purpose of adopting new section21
numbers as indicated in parentheses; and sections 5123.201,22
5123.202, 5123.203, 5123.204, 5123.207, and 5126.36 of the Revised23
Code be enacted to read as follows:24

       Sec. 4723.61.        Sec. 4723.071.  (A) As used in this section, "ICF/MR25
health-related activities," "MR/DD personnel," and "ICF/MR worker26
prescribed medication" have the same meanings as in section27
5123.1935123.201 of the Revised Code.28

       (B) The board of nursing shall adopt rules as necessary to29
govern thenursing delegation specified inas it applies to MR/DD30
personnel who administer prescribed medication and perform31
health-related activities pursuant to the authority granted under32
section 5123.1935123.202 of the Revised Code. The board shall33
adopt initial rules not later than ninety days after the effective34
date of thisnot establish any requirement in the rules that is35
inconsistent with the authority of MR/DD personnel to perform36
services pursuant to that section. The rules shall be adopted in37
accordance with Chapter 119. of the Revised Code and establish the38
following:39

       (1) Standards that an instructional program must meet to be40
approved as a program that trains registered nurses to instruct41
ICF/MR workers to give oral and apply topical medications,42
including the minimum types of information that must be covered in43
the program and the minimum qualifications the instructional44
personnel must possess. To qualify for approval, a program must45
be at least a one-day program and have been approved as a46
faculty-directed continuing nursing education activity pursuant to47
rules adopted under section 4723.07 of the Revised Code.48

       (2) Standards that a unit of instruction must meet to be49
approved as an independent study module for nurses on the50
instruction of medication courses for ICF/MR workers and the51
statutes and rules applicable to those workers. To qualify for52
approval, an independent study module must have been approved as a53
continuing nursing education activity pursuant to rules adopted54
under section 4723.07 of the Revised Code.55

       (3) Standards that a registered nurse must meet to be56
eligible to teach ICF/MR workers to give oral or apply topical57
medications. With regard to training, the nurse must successfully58
complete one of the following:59

       (a) An approved training program that trains registered60
nurses to instruct ICF/MR workers in giving oral and applying61
topical medications;62

       (b) An approved training program given by the department of63
mental retardation and developmental disabilities that trains64
nurses to be instructors of the training program described in the65
"program manual for implementation of the medication66
administration by unlicensed personnel in ICF/MR group homes of 1567
beds or less," as developed by the departments of health and68
mental retardation and developmental disabilities, as well as an69
independent study module for nurses on the instruction of70
medication courses for ICF/MR workers and the statutes and rules71
applicable to those workers.72

       (4) Standards that a nurse must meet to remain eligible to73
instruct ICF/MR workers in giving oral and applying topical74
medications;75

       (5) Standards that a course of instruction must meet to be76
approved as a medication course for ICF/MR workers, including the77
minimum types of information that must be covered in the course.78
The course must be conducted by a registered nurse, except that79
the board's standards may allow the use of other health care80
professionals listed in division (A) of section 5123.193 of the81
Revised Code to provide instruction within the scope of their82
professions, including licensed practical nurses acting under the83
direction of registered nurses.84

       (6) Standards an ICF/MR worker must meet to be eligible to85
take the medication course for ICF/MR workers and to demonstrate86
successful completion of the course;87

       (7) Standards for the annual training an ICF/MR worker must88
complete to remain elegible to give oral and apply topical89
medications;90

       (8) Standards nurses must follow in delegating authority to91
give oral or apply topical medications in an ICF/MR, including any92
conditions or limits pertaining to the delegation;93

       (9) Standards nurses must follow in providing on-site or94
off-site direction and supervision of ICF/MR workers who have been95
authorized to give oral or apply topical medications;96

       (10) Standards ICF/MR workers must follow when giving oral97
or applying topical medications to ICF/MR residents.98

       (C) The approval of programs, courses, and training modules99
pertaining to delegation of authority to give oral or apply100
topical medications may be made by the board of nursing or by an101
entity the board recognizes as an approver of instructional102
programs.103

       (D) The board of nursing may accept complaints from any104
person or entity regarding the performance or qualifications of an105
ICF/MR worker to give oral or apply topical medicationsMR/DD106
personnel who perform services pursuant to the authority granted107
under section 5123.1935123.202 of the Revised Code. The board108
shall refer all complaints received to the department of mental109
retardation and developmental disabilities. The board may110
participate in an investigation of a complaint being conducted by111
the department under section 5123.1935123.202 of the Revised112
Code.113

       Sec. 5123.19.  (A) As used in this section and in sections114
5123.191, 5123.194, and 5123.20 of the Revised Code:115

       (1) "Residential facility" means a home or facility in which116
a mentally retarded or developmentally disabled person resides,117
except the home of a relative or legal guardian in which a118
mentally retarded or developmentally disabled person resides, a119
respite care home certified under section 5126.05 of the Revised120
Code, a county home or district home operated pursuant to Chapter121
5155. of the Revised Code, or a dwelling in which the only122
mentally retarded or developmentally disabled residents are in an123
independent living arrangement or are being provided supported124
living.125

       (2) "Political subdivision" means a municipal corporation,126
county, or township.127

       (3) "Independent living arrangement" means an arrangement in128
which a mentally retarded or developmentally disabled person129
resides in an individualized setting chosen by the person or the130
person's guardian, which is not dedicated principally to the131
provision of residential services for mentally retarded or132
developmentally disabled persons, and for which no financial133
support is received for rendering such service from any134
governmental agency by a provider of residential services.135

       (4) "Supported living" has the same meaning as in section136
5126.01 of the Revised Code.137

       (5) "Licensee" means the person or government agency that138
has applied for a license to operate a residential facility and to139
which the license was issued under this section.140

       (B) Every person or government agency desiring to operate a141
residential facility shall apply for licensure of the facility to142
the director of mental retardation and developmental disabilities143
unless the residential facility is subject to section 3721.02,144
3722.04, 5103.03, or 5119.20 of the Revised Code. Notwithstanding145
Chapter 3721. of the Revised Code, a nursing home that is146
certified as an intermediate care facility for the mentally147
retarded under Title XIX of the "Social Security Act," 4979 Stat.148
620286 (19351965), 42 U.S.C.A. 3011396, as amended, shall apply149
for licensure of the portion of the home that is certified as an150
intermediate care facility for the mentally retarded.151

       (C) The director of mental retardation and developmental152
disabilities shall license and inspect the operation of153
residential facilities. The director may deny or revoke such154
licenses.An155

       Except as provided in divisions (G) and (O) of this section,156
ainitial license is valid until it ismay be issued for a period157
that does not exceed one year. A license may be renewed for a158
period that does not exceed three years. The director, when159
issuing or renewing a license, shall specify the period for which160
the license is being issued or renewed. A license remains valid161
for the length of the licensing period specified by the director,162
unless the license is terminated, revoked, or voluntarily163
surrendered. Appeals164

        (D) If it is determined that an applicant or licensee is165
not in compliance with this section or the rules adopted under it,166
the director may deny issuance of a license, refuse to renew a167
license, terminate a license, revoke a license, issue an order for168
the suspension of admissions to a facility, issue an order for the169
placement of a monitor at a facility, issue an order for the170
immediate removal of residents, or take any other action the171
director considers necessary. In the director's selection and172
administration of the sanction to be imposed, all of the following173
apply:174

        (1) The director may deny, refuse to renew, or revoke a175
license, if the director determines that the applicant or licensee176
has demonstrated a pattern of serious noncompliance or that a177
violation creates a substantial risk to the health and safety of178
residents of a residential facility.179

       (2) The director may terminate a license if more than twelve180
consecutive months have elapsed since the residential facility was181
last occupied by a resident or the notice required by division (J)182
of this section is not given.183

       (3) The director may issue an order for the suspension of184
admissions to a facility for any violation that may result in185
sanctions under division (D)(1) of this section and for any other186
violation specified in rules adopted under division (G)(2) of this187
section. If the suspension of admissions is imposed for a188
violation that may result in sanctions under division (D)(1) of189
this section, the director may impose the suspension before190
providing an opportunity for an adjudication under Chapter 119. of191
the Revised Code. The director shall rescind an order for the192
suspension of admissions when the violation that formed the basis193
for the order has been corrected.194

        (4) The director may order the placement of a monitor at a195
residential facility for any violation specified in rules adopted196
under division (G)(2) of this section. The director shall rescind197
the order when the violation that formed the basis for the order198
has been corrected.199

        (5) If the director determines that two or more residential200
facilities owned or operated by the same person or government201
entity are not being operated in compliance with this chapter or202
the rules adopted under it, and the director's findings are based203
on the same or a substantially similar action, practice,204
circumstance, or incident that creates a substantial risk to the205
health and safety of the residents, the director shall conduct a206
survey as soon as practicable at each residential facility owned207
or operated by that person or government entity. The director may208
take any action authorized by this section with respect to any209
facility found to be operating in violation of this section or the210
rules adopted under it. 211

       (6) When the director initiates license revocation212
proceedings, no opportunity for submitting a plan of correction213
shall be given. The director shall notify the licensee by letter214
of the initiation of such proceedings. The letter shall list the215
deficiencies of the residential facility and inform the licensee216
that no plan of correction will be accepted. The director shall217
also notify each affected resident, the resident's guardian if the218
resident is an adult for whom a guardian has been appointed, the219
resident's parent or guardian if the resident is a minor, and the220
county board of mental retardation and developmental disabilities.221

       (7) Pursuant to rules which shall be adopted in accordance222
with Chapter 119. of the Revised Code, the director may order the223
immediate removal of residents from a residential facility224
whenever conditions at the facility present an immediate danger of225
physical or psychological harm to the residents.226

       (8) In determining whether a residential facility is being227
operated in compliance with this chapter or the rules adopted228
under it, or whether conditions at a residential facility present229
an immediate danger of physical or psychological harm to the230
residents, the director may rely on information obtained by a231
county board of mental retardation and developmental disabilities232
or other governmental agencies.233

       (9) In proceedings initiated to deny, refuse to renew, or234
revoke licenses, the director may deny, refuse to renew, or revoke235
a license regardless of whether some or all of the deficiencies236
that prompted the proceedings have been corrected at the time of237
the hearing.238

       (E) The director shall establish a program under which239
public notification may be made when the director has initiated240
license revocation proceedings or has issued an order for the241
suspension of admissions, placement of a monitor, or removal of242
residents. The director shall adopt rules in accordance with243
Chapter 119. of the Revised Code as considered necessary to244
implement this division. The rules shall establish the procedures245
by which the public notification will be made and specify the246
circumstances for which the notification must be made. At a247
minimum, public notification shall be made if the director has248
taken action against the facility in the eighteen-month period249
immediately preceding the director's latest action against the250
facility and the latest action is being taken for the same or251
substantially similar violation of this section or the rules252
adopted under it. The rules shall specify a method for removing253
or amending the public notification if the director's action is254
found to have been unjustified or the violation at the residential255
facility has been corrected.256

       (F)(1) Except as provided in division (F)(2) of this section,257
appeals from proceedings initiated to deny applications for258
licenses or to revoke licensesimpose a sanction under division259
(D) of this section shall be conducted in accordance with Chapter260
119. of the Revised Code.261

       (2) Appeals from proceedings initiated to order the262
suspension of admissions to a facility shall be conducted in263
accordance with Chapter 119. of the Revised Code, unless the order264
was issued before providing an opportunity for an adjudication, in265
which case all of the following apply:266

        (a) The licensee may request a hearing not later than ten267
days after receiving the notice specified in section 119.07 of the268
Revised Code. 269

       (b) If a timely request for a hearing is made, the hearing270
shall commence not later than thirty days after the department271
receives the request.272

        (c) After commencing, the hearing shall continue273
uninterrupted, except for Saturdays, Sundays, and legal holidays,274
unless other interruptions are agreed to by the licensee and the275
director. 276

       (d) If the hearing is conducted by a hearing examiner, the277
hearing examiner shall file a report and recommendations not later278
than ten days after the close of the hearing.279

        (e) Not later than five days after the hearing examiner280
files the report and recommendations, the licensee may file281
objections to the report and recommendations. 282

       (f) Not later than fifteen days after the hearing examiner283
files the report and recommendations, the director shall issue an284
order approving, modifying, or disapproving the report and285
recommendations. 286

       (g) Notwithstanding the pendency of the hearing, the287
director shall rescind the order for the suspension of admissions288
when the violation that formed the basis for the order is289
corrected. 290

       (G) In accordance with Chapter 119. of the Revised Code, the291
director shall adopt and may amend and rescind rules for licensing292
and regulating the operation of residential facilities. The rules293
shall establish and specify the following:294

       (1) Procedures and criteria for issuing,and renewing295
licenses, including procedures and criteria for determining the296
length of the licensing period that the director must specify for297
each license when it is issued or renewed;298

       (2) Procedures and criteria for denying, refusing to renew,299
terminating, and revoking licenses and for ordering the suspension300
of admissions to a facility, placement of a monitor at a facility,301
and the immediate removal of residents from a facility;302

       (2)(3) Fees for issuing and renewing licenses;303

       (3)(4) Procedures for the inspection ofsurveying304
residential facilities;305

       (4)(5) Requirements for the training of residential facility306
personnel;307

       (5)(6) Classifications for the various types of residential308
facilities;309

       (6)(7) Certification procedures for licensees and management310
contractors that the director determines are necessary to ensure311
that they have the skills and qualifications to properly operate312
or manage residential facilities;313

       (7)(8) The maximum number of persons who may be served in a314
particular type of residential facility;315

       (8)(9) Uniform procedures for admission of persons to and316
transfers and discharges of persons from residential facilities;317

       (9)(10) Other standards for the operation of residential318
facilities and the services provided at residential facilities;319

       (10)(11) Procedures for waiving any provision of any rule320
adopted under this section.321

       (D)(H) Before issuing a license, the director of the322
department or the director's designee shall conduct an inspection323
a survey of the residential facility for which application is324
made. The director or the director's designee shall conduct an325
inspectiona survey of each licensed residential facility at least326
once each yearduring the period the license is valid and may327
conduct additional inspections as needed. An inspectionA survey328
includes but is not limited to an on-site examination and329
evaluation of the residential facility, its personnel, and the330
services provided there.331

       In conducting inspectionssurveys, the director or the332
director's designee shall be given access to the residential333
facility; all records, accounts, and any other documents related334
to the operation of the facility; the licensee; the residents of335
the facility; and all persons acting on behalf of, under the336
control of, or in connection with the licensee. The licensee and337
all persons on behalf of, under the control of, or in connection338
with the licensee shall cooperate with the director or the339
director's designee in conducting the inspectionsurvey.340

       Following each inspectionsurvey, unless the director341
initiates a license revocation proceeding, the director or the342
director's designee shall provide the licensee with a report343
listing any deficiencies, specifying a timetable within which the344
licensee shall submit a plan of correction describing how the345
deficiencies will be corrected, and, when appropriate, specifying346
a timetable within which the licensee must correct the347
deficiencies. After a plan of correction is submitted, the348
director or the director's designee shall approve or disapprove349
the plan. A copy of the report and any approved plan of350
correction shall be provided to any person who requests it.351

       If it is determined that a residential facility is not being352
operated in compliance with this chapter or the rules adopted353
under it, the director may take such steps as are necessary,354
including, but not limited to, suspension of admissions to the355
residential facility, placement of a monitor at the residential356
facility, and the initiation of license revocation proceedings.357

       When the director initiates license revocation proceedings,358
no opportunity for submitting a plan of correction shall be given.359
The director shall notify the licensee by letter of the initiation360
of such proceedings. The letter shall list the deficiencies of361
the residential facility and inform the licensee that no plan of362
correction will be accepted. The director shall also notify each363
affected resident, the resident's guardian if the resident is an364
adult for whom a guardian has been appointed, the resident's365
parent or guardian if the resident is a minor, and the county366
board of mental retardation and developmental disabilities.367

       Pursuant to rules which shall be adopted in accordance with368
Chapter 119. of the Revised Code, the director may order the369
immediate removal of residents from a residential facility370
whenever conditions at the facility present an immediate danger of371
physical or psychological harm to the residents.372

       In determining whether a residential facility is being373
operated in compliance with this chapter or the rules adopted374
under it, or whether conditions at a residential facility present375
an immediate danger of physical or psychological harm to the376
residents, the director may rely on information obtained by a377
county board of mental retardation and developmental disabilities378
or other governmental agencies in the course of investigating379
major unusual incidents. The director shall adopt rules in380
accordance with Chapter 119. of the Revised Code that specify what381
constitute "major unusual incidents."382

       The director shall suspend without pay for a period of at383
least three daysinitiate disciplinary action against any384
department employee who notifies or causes the notification to any385
unauthorized person of an unannounced inspectionsurvey of a386
residential facility by an authorized representative of the387
department.388

       (E) In proceedings initiated to deny or revoke licenses389
under this section, the director may deny or revoke a license390
regardless of whether some or all of the deficiencies that391
prompted the proceedings have been corrected at the time of the392
hearing.393

       (F)(I) In addition to any other information which may be394
required of applicants for a license pursuant to this section, the395
director shall require each applicant to provide a copy of an396
approved plan for a proposed residential facility pursuant to397
section 5123.042 of the Revised Code. This division does not apply398
to renewal of a license.399

       (G)(J) Pursuant to rules which shall be adopted in400
accordance with Chapter 119. of the Revised Code, the director may401
require notification to the department of any significant change402
in the ownership of a residential facility or in the identity of403
the licensee or management contractor. When such notification is404
not given, the director may cancel the residential facility's405
license. If the director determines that a significant change of406
ownership is proposed, the director shall consider the proposed407
change to be an application for development by a new operator408
pursuant to section 5123.042 of the Revised Code and shall advise409
the applicant within sixty days of such notification that the410
current license shall continue in effect or a new license will be411
required pursuant to this section. If the director requires a new412
license, the director shall permit the facility to continue to413
operate under the current license until the new license is issued,414
unless the current license is revoked, refused to be renewed, or415
terminated in accordance with Chapter 119. of the Revised Code.416

       (H)(K) A county board of mental retardation and417
developmental disabilities, the legal rights service, and any418
interested person may file complaints alleging violations of419
statute or department rule relating to residential facilities with420
the department. All complaints shall be in writing and shall421
state the facts constituting the basis of the allegation. The422
department shall not reveal the source of any complaint unless the423
complainant agrees in writing to waive the right to424
confidentiality or until so ordered by a court of competent425
jurisdiction.426

       The department shall acknowledge receipt of the complaint and427
notify the complainant of the action that will be taken with428
respect to it within five working days of receiving itadopt rules429
in accordance with Chapter 119. of the Revised Code establishing430
procedures for the receipt, referral, investigation, and431
disposition of complaints filed with the department under this432
division.433

       The substance of a complaint shall not be provided to a434
licensee until the commencement of an inspection or investigation.435

       (I)(L) The department shall establish procedures for the436
notification of interested parties of the transfer or interim care437
of residents from residential facilities that are closing or are438
losing their license.439

       (J)(M) Before issuing a license under this section to a440
residential facility that will accommodate at any time more than441
one mentally retarded or developmentally disabled individual, the442
director shall, by first class mail, notify the following:443

       (1) If the facility will be located in a municipal444
corporation, the clerk of the legislative authority of the445
municipal corporation;446

       (2) If the facility will be located in unincorporated447
territory, the clerk of the appropriate board of county448
commissioners and the clerk of the appropriate board of township449
trustees.450

       The director shall not issue the license for ten days after451
mailing the notice, excluding Saturdays, Sundays, and legal452
holidays, in order to give the notified local officials time in453
which to comment on the proposed issuance.454

       Any legislative authority of a municipal corporation, board455
of county commissioners, or board of township trustees that456
receives notice under this division of the proposed issuance of a457
license for a residential facility may comment on it in writing to458
the director within ten days after the director mailed the notice,459
excluding Saturdays, Sundays, and legal holidays. If the director460
receives written comments from any notified officials within the461
specified time, the director shall make written findings462
concerning the comments and the director's decision on the463
issuance of the license. If the director does not receive written464
comments from any notified local officials within the specified465
time, the director shall continue the process for issuance of the466
license.467

       (K)(N) Any person may operate a licensed residential468
facility that provides room and board, personal care, habilitation469
services, and supervision in a family setting for at least six but470
not more than eight persons with mental retardation or a471
developmental disability as a permitted use in any residential472
district or zone, including any single-family residential district473
or zone, of any political subdivision. These residential474
facilities may be required to comply with area, height, yard, and475
architectural compatibility requirements that are uniformly476
imposed upon all single-family residences within the district or477
zone.478

       (L)(O) Any person may operate a licensed residential479
facility that provides room and board, personal care, habilitation480
services, and supervision in a family setting for at least nine481
but not more than sixteen persons with mental retardation or a482
developmental disability as a permitted use in any multiple-family483
residential district or zone of any political subdivision, except484
that a political subdivision that has enacted a zoning ordinance485
or resolution establishing planned unit development districts may486
exclude these residential facilities from such districts, and a487
political subdivision that has enacted a zoning ordinance or488
resolution may regulate these residential facilities in489
multiple-family residential districts or zones as a conditionally490
permitted use or special exception, in either case, under491
reasonable and specific standards and conditions set out in the492
zoning ordinance or resolution to:493

       (1) Require the architectural design and site layout of the494
residential facility and the location, nature, and height of any495
walls, screens, and fences to be compatible with adjoining land496
uses and the residential character of the neighborhood;497

       (2) Require compliance with yard, parking, and sign498
regulation;499

       (3) Limit excessive concentration of these residential500
facilities.501

       (M)(P) This section does not prohibit a political502
subdivision from applying to residential facilities503
nondiscriminatory regulations requiring compliance with health,504
fire, and safety regulations and building standards and505
regulations.506

       (N)(Q) Divisions (K)(N) and (L)(O) of this section are not507
applicable to municipal corporations that had in effect on June508
15, 1977, an ordinance specifically permitting in residential509
zones licensed residential facilities by means of permitted uses,510
conditional uses, or special exception, so long as such ordinance511
remains in effect without any substantive modification.512

       (O)(R)(1) The director may issue an interim license to513
operate a residential facility to an applicant for a license under514
this section if alleither of the following conditions are met515
applies:516

       (1)(a) The director determines that an emergency exists that517
requiresrequiring immediate placement of persons in a residential518
facility, andthat insufficient licensed beds are available.519

       (2) The residential facility meets standards in rules for520
interim licenses that the director shall adopt in accordance with521
Chapter 119. of the Revised Code.522

       (3) The director determines, and that the residential523
facility is likely to receive a permanent license under this524
section within thirty days after issuance of the interim license.525

       (b) The director determines that the issuance of an interim526
license is necessary to meet a temporary need for a residential527
facility.528

       (2) To be eligible to receive an interim license, an529
applicant must meet the same criteria that must be met to receive530
a permanent license under this section, except for any differing531
procedures and time frames that may apply to issuance of a532
permanent license.533

        (3) An interim license shall be valid for thirty days and534
may be renewed by the director no more than twicefor a period not535
to exceed one hundred fifty days.536

       (4) The director shall adopt rules in accordance with537
Chapter 119. of the Revised Code as the director considers538
necessary to administer the issuance of interim licenses.539

       (P)(S) Notwithstanding rules adopted pursuant to this540
section establishing the maximum number of persons who may be541
served in a particular type of residential facility, a residential542
facility shall be permitted to serve the same number of persons543
being served by the facility on the effective date of such rules544
or the number of persons for which the facility is authorized545
pursuant to a current application for a certificate of need with a546
letter of support from the department of mental retardation and547
developmental disabilities and which is in the review process548
prior to April 4, 1986.549

       (Q)(T) The director or the director's designee may enter at550
any time, for purposes of investigation, any home, facility, or551
other structure that has been reported to the director or that the552
director has reasonable cause to believe is being operated as a553
residential facility without a license issued under this section.554

       The director may petition the court of common pleas of the555
county in which an unlicensed residential facility is located for556
an order enjoining the person or governmental agency operating the557
facility from continuing to operate without a license. The court558
may grant the injunction on a showing that the person or559
governmental agency named in the petition is operating a560
residential facility without a license. The court may grant the561
injunction, regardless of whether the residential facility meets562
the requirements for receiving a license under this section.563

       Sec. 5123.201.  As used in this section and sections564
5123.202 to 5123.208 of the Revised Code:565

       (A) "Drug" and "licensed health professional authorized to566
prescribe drugs" have the same meanings as in section 4729.01 of567
the Revised Code.568

       (B) "Health-related activities" means the following:569

       (1) Taking vital signs;570

       (2) Application of clean dressings that do not require571
health assessment;572

       (3) Basic measurement of bodily intake and output;573

       (4) Oral suctioning;574

       (5) Routine mouth care;575

       (6) Routine care of hair, nails, and skin;576

       (7) Use of glucometers;577

       (8) External urinary catheter care;578

       (9) Emptying and replacing colostomy bags;579

       (10) Collection of specimens by noninvasive means.580

       (C) "MR/DD personnel" means the individuals who provide581
specialized services to individuals with mental retardation and582
developmental disabilities. "MR/DD personnel" includes all of the583
following:584

       (1) Individuals who provide specialized services through585
direct employment with the department of mental retardation and586
developmental disabilities or a county board of mental retardation587
and developmental disabilities;588

       (2) Individuals who provide specialized services through an589
entity under contract with the department of mental retardation590
and developmental disabilities or a county board of mental591
retardation and developmental disabilities;592

        (3) Individuals who provide specialized services through593
direct employment or by being under contract with private594
entities, including private entities that operate residential595
facilities licensed under section 5123.19 of the Revised Code and596
private entities that operate facilities subject to section597
5123.192 of the Revised Code.598

       (D) "Nursing delegation" means the process established in599
rules adopted by the board of nursing pursuant to Chapter 4723. of600
the Revised Code under which a registered nurse or licensed601
practical nurse acting at the direction of a registered nurse602
transfers the performance of a particular nursing activity or task603
to another individual who is not otherwise authorized to perform604
the activity or task.605

       (E) "Prescribed medication" means a drug that is to be606
administered according to the instructions of a licensed health607
professional authorized to prescribe drugs.608

       (F) "Residential facility" has the same meaning as in609
section 5123.19 of the Revised Code.610

       (G) "Specialized services" has the same meaning as in611
section 5123.50 of the Revised Code.612

       (H) "Supported living" has the same meaning as in section613
5126.01 of the Revised Code.614

       Sec. 5123.202.  (A) MR/DD personnel who are not615
specifically authorized by other provisions of the Revised Code to616
administer prescribed medication or perform health-related617
activities may, under this section, administer prescribed618
medication, perform health-related activities, or do both, as part619
of the services that the personnel provide to the following:620

       (1) Recipients of supported living;621

       (2) Recipients of sheltered workshop services;622

       (3) Residents of a residential facility with sixteen or fewer623
resident beds that is licensed as a residential facility under624
section 5123.19 of the Revised Code or subject to section 5123.192625
of the Revised Code.626

       (B) The authority established by division (A) of this627
section is subject to all of the following:628

       (1) To administer prescribed medication, perform629
health-related activities, or do both, MR/DD personnel must be630
appropriately certified in accordance with the certification631
program established under section 5123.205 of the Revised Code. An632
individual shall provide only those services for which the633
individual's certification was issued.634

       (2) Before a particular individual may receive services635
from MR/DD personnel pursuant to this section, the MR/DD636
personnel's employer or other entity with primary responsibility637
for the services being provided shall ensure that each individual638
providing the services has been trained specifically with respect639
to the individual receiving the services.640

       (3) In the case of services provided to recipients of641
supported living, all of the following apply:642

       (a) Without nursing delegation, MR/DD personnel may perform643
health-related activities and administer topical and oral644
prescribed medications.645

       (b) With nursing delegation, MR/DD personnel may administer646
prescribed medication and perform routine feedings through stable,647
labeled gastrostomy and jejunostomy tubes.648

       (c) With nursing delegation, MR/DD personnel may administer649
routine doses of insulin through subcutaneous injections and650
insulin pumps.651

        (4) In the case of services provided to residents of a652
residential facility with five or fewer resident beds, all of the653
following apply:654

       (a) Without nursing delegation, MR/DD personnel, may655
perform health-related activities and administer topical and oral656
prescribed medications. 657

       (b) With nursing delegation, MR/DD personnel may administer658
prescribed medication and perform routine feedings through stable,659
labeled gastrostomy and jejunostomy tubes.660

       (c) With nursing delegation, MR/DD personnel may administer661
routine doses of insulin through subcutaneous injections and662
insulin pumps.663

        (5) In the case of services provided to residents of a664
residential facility with six but not more than sixteen resident665
beds, both of the following apply:666

       (a) With nursing delegation, MR/DD personnel may perform667
health-related activities and administer topical and oral668
prescribed medications.669

       (b) With nursing delegation, MR/DD personnel may administer670
prescribed medications and perform routine feedings through671
stable, labeled gastrostomy and jejunostomy tubes.672

       (6) In the case of services provided to recipients of673
sheltered workshop services, both of the following apply:674

       (a) With nursing delegation, MR/DD personnel may perform675
health-related activities and administer topical and oral676
prescribed medications.677

       (b) With nursing delegation, MR/DD personnel may administer678
prescribed medications and perform routine feedings through679
stable, labeled gastrostomy and jejunostomy tubes.680

       (C) In accordance with section 5123.207 of the Revised681
Code, the department of mental retardation and developmental682
disabilities shall adopt rules as it considers necessary to683
implement this section. The rules shall include the following:684

       (1) Requirements for documentation of each service provided685
pursuant to the authority granted under this section;686

       (2) Procedures for reporting errors that occur in the687
administration of medication or performance of health-related688
activities by MR/DD personnel;689

       (3) Procedures for the department to follow in accepting690
complaints regarding the performance of services by MR/DD691
personnel pursuant to the authority granted under this section and692
procedures for conducting investigations of those complaints.693

       Sec. 5123.203.  (A) For the purpose of providing training694
with respect to the authority of MR/DD personnel to perform695
services pursuant to section 5123.202 of the Revised Code, the696
department of mental retardation and developmental disabilities697
shall develop courses for training MR/DD personnel and courses698
for training registered nurses to conduct the MR/DD personnel699
training courses.700

       In accordance with section 5123.207 of the Revised Code, the701
department shall adopt rules that specify the content and length702
of the courses and establish any other standards for training703
considered necessary by the department.704

       (B) The medication administration training courses developed705
under division (A) of this section shall address at least all of706
the following:707

        (1) Infection control and universal precautions;708

        (2) Correct and safe practices, procedures, and techniques709
for administering prescribed medication; 710

       (3) Assessment of drug reaction, including known side711
effects, interactions, and the proper course of action if a side712
effect occurs;713

        (4) Requirements for documentation of medication714
administered to each individual;715

        (5) Requirements for documentation and notification of716
medication errors;717

        (6) Information regarding the proper storage and care of718
medications;719

        (7) Requirements for successful demonstration of720
proficiency in medication administration;721

        (8) Information about proper receipt of prescriptions and722
transcription of prescriptions into an individual's medication723
administration record.724

       Sec. 5123.204. (A)(1) The department of mental retardation725
and developmental disabilities shall establish a program under726
which the department issues certificates to MR/DD personnel to727
perform service pursuant to section 5123.202 of the Revised Code728
and certificates to registered nurses to conduct training courses729
for MR/DD personnel. Except as provided in division (A)(2) of this730
section, to be eligible for a certificate, an individual must731
successfully complete the applicable training course developed732
under section 5123.203 of the Revised Code and meet all other733
applicable requirements established in rules adopted pursuant to734
this section.735

       (2) The program shall include provisions for issuing736
certificates to the following:737

       (a) MR/DD personnel who, prior to the effective date of this738
section, administered medication or performed tasks, or both,739
pursuant to former section 5123.193 or former sections 5126.351 to740
5126.354 of the Revised Code;741

       (b) Registered nurses who, prior to the effective date of742
this section, trained individuals pursuant to former sections743
4723.61, 4723.62, 5123.193, and 5126.351 to 5126.354 of the744
Revised Code. A registered nurse who receives a certificate under745
division (A)(2) of this section shall not train MR/DD personnel to746
administer insulin unless the registered nurse completes a747
refresher course developed under section 5123.203 of the Revised748
Code that enables the registered nurse to receive a certificate to749
train MR/DD personnel to administer insulin.750

       (B) Certificates issued to MR/DD personnel and registered751
nurses are valid for one year and may be renewed. To be eligible752
for renewal, MR/DD personnel and registered nurses must meet the753
applicable continued competency requirements and continuing754
education requirements specified in rules adopted under division755
(C) of this section.756

       (C) In accordance with section 5123.207 of the Revised757
Code, the department shall adopt rules that establish all of the758
following:759

       (1) Requirements that MR/DD personnel and registered nurses760
must meet to be eligible to take a training course;761

       (2) Standards that must be met to receive a certificate,762
including requirements pertaining to an applicant's criminal763
background;764

       (3) Procedures to be followed in applying for a certificate765
and issuing a certificate;766

       (4) Standards and procedures for renewing a certificate,767
including requirements for continuing education and, in the case768
of MR/DD personnel who administer medication, requirements for769
successful demonstration of medication administration;770

       (5) Standards and procedures for suspending or revoking a771
certificate;772

       (6) Standards and procedures for suspending a certificate773
without a hearing pending the outcome of an investigation;774

       (7) Any other standards or procedures the department775
considers necessary to administer the certification program.776

       (D) The department shall establish and maintain a registry777
that lists each individual who holds a valid certificate issued778
pursuant to this section. The registry shall specify the type of779
certificate held and any limitations that apply to the individual780
holding the certificate.781

       Sec. 5126.354.        Sec. 5123.205. A county board workerAn individual782
authorized pursuant to section 5123.202 of the Revised Code to783
give or applyadminister prescribed medication or perform a784
delegated nursing taskhealth-related activity, or both, is not785
liable for any injury caused by the medication or taskactivity if786
allboth of the following apply:787

       (A) Prior to giving or applying the medication or peforming788
the nursing task, the county board worker received a copy of the789
statement or the revised statement required to be given under790
division (C) of section 5126.353 of the Revised Code;791

       (B) The county board worker gave or appliedindividual792
administered the medication or performed the nursing task793
activities in accordance with the methods taught in training794
completed to receive certification pursuant to division (D)(2) of795
section 5126.3515123.205 of the Revised Code;796

       (C)(B) The county board workerindividual did not act in a797
manner that constitutes wanton or reckless misconduct.798

       Sec. 5126.355.        Sec. 5123.206. A county board of mental retardation799
and developmental disabilities may permit a county board worker to800
assist a county board client(A) MR/DD personnel who are not801
specifically authorized by other provisions of the Revised Code to802
provide assistance in the self-administration of prescribed803
medication. Whenmay, under this section, provide that assistance804
as part of the services they provide to individuals with mental805
retardation and developmental disabilities. To provide assistance806
with self-administration of medication, MR/DD personnel are not807
required to be trained or certified in accordance with sections808
5123.203 and 5123.204 of the Revised Code.809

        (B) When assisting a county board client in810
self-administration of prescribed medication, a county board811
workerMR/DD personnel shall take only thosethe following actions812
authorized by the board of nursing pursuant to rules adopted under813
section 4723.62 of the Revised Code:814

        (1) Remind an individual when to take medication and815
observe the individual to ensure that the individual follows the816
directions on the container;817

        (2) Assist an individual by taking the medication in its818
container from the area where it is stored, handing the container819
with the medication in it to the individual, and opening the820
container, if the individual is physically unable to open the821
container;822

        (3) Assist, on request by or with the consent of, a823
physically impaired but mentally alert individual, with removal of824
oral or topical medication from the container and with the825
individual's taking or applying of the medication. If an826
individual is physically unable to place a dose of medication to827
the individual's mouth without spilling or dropping it, MR/DD828
personnel may place the dose in another container and place that829
container to the individual's mouth.830

       Sec. 5123.207.  All rules adopted under sections 5123.202831
to 5123.206 of the Revised Code shall be adopted in consultation832
with the board of nursing and the Ohio nurses association. The833
rules shall be adopted in accordance with Chapter 119. of the834
Revised Code.835

       Sec. 5126.357.        Sec. 5123.208.  (A) As used in this section:836

       (1) "In-home care" means the supportive services provided837
within the home of an individual who receives funding for the838
services asthrough a county board clientof mental retardation839
and developmental disabilities, including any client who receives840
recipient of residential services funded through home and841
community-based services, family support services provided under842
section 5126.11 of the Revised Code, or supported living provided843
in accordance with sections 5126.41 to 5126.47 of the Revised844
Code. "In-home care" includes care that is provided outside a845
client'san individual's home in places incidental to the home,846
and while traveling to places incidental to the home, except that847
"in-home care" does not include care provided in the facilities of848
a county board of mental retardation and developmental849
disabilities or care provided in schools.850

       (2) "Parent" means either parent of a child, including an851
adoptive parent but not a foster parent.852

       (3) "Unlicensed in-home care worker" means an individual who853
provides in-home care but is not a health care professional. A854
county board workerMR/DD personnel may be an unlicensed in-home855
care workerworkers.856

       (4) "Family member" means a parent, sibling, spouse, son,857
daughter, grandparent, aunt, uncle, cousin, or guardian of the858
individual with mental retardation or a developmental disability859
if the individual with mental retardation or developmental860
disabilities lives with the person and is dependent on the person861
to the extent that, if the supports were withdrawn, another living862
arrangement would have to be found.863

       (B) Except as provided in division (D) of this section, a864
family member of an individual with mental retardation or a865
developmental disability may authorize an unlicensed in-home care866
worker to give or apply prescribed medication or perform other867
health care tasks as part of the in-home care provided to the868
individual, if the family member is the primary supervisor of the869
care and the unlicensed in-home care worker has been selected by870
the family member and is under the direct supervision of the871
family member. Sections 4723.62 and 5126.351 to 5126.356 of the872
Revised Code do not apply to the in-home care authorized by a873
family member under this section. Instead, aA family member874
shall obtain a prescription, if applicable, and written875
instructions from a health care professional for the care to be876
provided to the individual. The family member shall authorize the877
unlicensed in-home care worker to provide the care by preparing a878
written document granting the authority. The family member shall879
provide the unlicensed in-home care worker with appropriate880
training and written instructions in accordance with the881
instructions obtained from the health care professional.882

       (C) A family member who authorizes an unlicensed in-home883
care worker to give or apply prescribed medication or perform884
other health care tasks retains full responsibility for the health885
and safety of the individual receiving the care and for ensuring886
that the worker provides the care appropriately and safely. No887
entity that funds or monitors the provision of in-home care may be888
held liable for the results of the care provided under this889
section by an unlicensed in-home care worker, including such890
entities as the county board of mental retardation and891
developmental disabilities, any other entity that employs an892
unlicensed in-home care worker, and the department of mental893
retardation and developmental disabilities.894

       An unlicensed in-home care worker who is authorized under895
this section by a family member to provide care to an individual896
may not be held liable for any injury caused in providing the897
care, unless the worker provides the care in a manner that is not898
in accordance with the training and instructions received or the899
worker acts in a manner that constitutes wanton or reckless900
misconduct.901

       (D) A county board of mental retardation and developmental902
disabilities may evaluate the authority granted by a family member903
under this section to an unlicensed in-home care worker at any904
time it considers necessary and shall evaluate the authority on905
receipt of a complaint. If the board determines that a family906
member has acted in a manner that is inappropriate for the health907
and safety of the individual receiving the services, the908
authorization granted by the family member to an unlicensed909
in-home care worker is void, and the family member may not910
authorize other unlicensed in-home care workers to provide the911
care. In making such a determination, the board shall use912
appropriately licensed health care professionals and shall provide913
the family member an opportunity to file a complaint under section914
5126.06 of the Revised Code.915

       Sec. 5123.50.  As used in this section and sections 5123.51916
and 5123.52 of the Revised Code:917

       (A) "Abuse" means all of the following:918

       (1) The use of physical force that can reasonably be919
expected to result in physical harm or serious physical harm;920

       (2) Sexual abuse;921

       (3) Verbal abuse.922

       (B) "Misappropriation" means depriving, defrauding, or923
otherwise obtaining the real or personal property of an individual924
by any means prohibited by the Revised Code, including violations925
of Chapter 2911. or 2913. of the Revised Code.926

       (C) "MR/DD employee" means all of the following:927

       (1) An employee of the department of mental retardation and928
developmental disabilities;929

       (2) An employee of a county board of mental retardation and930
developmental disabilities;931

       (3) An "ICF/MR worker," as defined in section 5123.193 of the932
Revised Code;933

       (4) An individual who is employed in a position that934
includes providing specialized services to an individual with935
mental retardation or a developmental disability.936

       (D) "Neglect" means, when there is a duty to do so, failing937
to provide an individual with any treatment, care, goods, or938
services that are necessary to maintain the health and safety of939
the individual.940

       (E) "Physical harm" and "serious physical harm" have the941
same meanings as in section 2901.01 of the Revised Code.942

       (F) "Sexual abuse" means unlawful sexual conduct or sexual943
contact, as those terms are defined in section 2907.01 of the944
Revised Code.945

       (G) "Specialized services" means any program or service946
designed and operated to serve primarily individuals with mental947
retardation or a developmental disability, including a program or948
service provided by an entity licensed or certified by the949
department of mental retardation and developmental disabilities950
and facilities subject to section 5123.192 of the Revised Code. A951
program or service available to the general public is not a952
specialized service.953

       (H) "Verbal abuse" means purposely using words to threaten,954
coerce, intimidate, harass, or humiliate an individual.955

       Sec. 5123.611.  (A) As used in this section, MR/DD employee956
means all of the following:957

       (1) An employee of the department of mental retardation and958
developmental disabilities;959

       (2) An employee of a county board of mental retardation and960
developmental disabilities;961

       (3) An "ICF/MR worker," as defined in section 5123.193 of the962
Revised Code;963

       (4) An individual who is employed in a position that964
includes providing specialized services, as defined in section965
5123.50 of the Revised Code, to an individual with mental966
retardation or a developmental disability.967

       (B) At the conclusion of a review of a report of abuse,968
neglect, or a major unusual incident that is conducted by a review969
committee established pursuant to section 5123.61 of the Revised970
Code, the committee shall issue recommendations to the department.971
The department shall review the committee's recommendations and972
issue a report of its findings. The department shall make the973
report available to all of the following:974

       (1) The person who is the subject of the report;975

       (2) That person's guardian or legal counsel;976

       (3) The licensee, as defined in section 5123.19 of the977
Revised Code, of a residential facility in which the person978
resides;979

       (4) The employer of any MR/DD employee who allegedly980
committed or was responsible for the abuse, neglect, or major981
unusual incident.982

       (C) Except as provided in this section, the department shall983
not disclose its report to any person or government entity that is984
not authorized to investigate reports of abuse, neglect, or other985
major unusual incidents, unless the person who is the subject of986
the report or the person's guardian gives the department written987
consent.988

       Sec. 5126.36. Any individual employed by a county board of989
mental retardation or developmental disabilities or an entity990
under contract with the board who meets the requirements of991
sections 5123.201 through 5123.208 of the Revised Code may engage992
in any of the activities authorized under those sections,993
including the administration of oral and topical prescribed994
medication, performance of health-related activities, and995
provision of assistance with self-administration of medication.996


       Section 2. That existing sections 4723.61, 5123.19, 5123.50,998
5123.611, 5126.354, 5126.355, and 5126.357 and sections 4723.62,999
5123.193, 5126.35, 5126.351, 5126.352, 5126.353, and 5126.356 of1000
the Revised Code are hereby repealed.1001

       Section 3. The Director of Mental Retardation and1002
Developmental Disabilities shall adopt rules in accordance with1003
Chapter 119. of the Revised Code establishing a schedule for1004
residential facilities licensed under section 5123.19 of the1005
Revised Code on the effective date of this section to seek renewal1006
of the license in accordance with the amendments made by this act1007
to that section. Notwithstanding division (C) of section 5123.191008
of the Revised Code, as amended by this act, a residential1009
facility license in effect on this section's effective date shall1010
remain in effect until the Director renews or refuses to renew the1011
license, unless the license is terminated, revoked, or voluntarily1012
surrendered.1013

       Section 4. Notwithstanding the provisions of section 5123.2021014
of the Revised Code that permit MR/DD personnel to administer1015
insulin with nursing delegation, MR/DD personnel shall not1016
administer insulin until being trained by a registered nurse who1017
has received a certificate under section 5123.204 of the Revised1018
Code that allows the registered nurse to train MR/DD personnel to1019
administer insulin.1020