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S. B. No. 191As IntroducedAs Introduced
124th General Assembly | Regular Session | 2001-2002 |
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SENATORS Spada, White
A BILL
To amend section 5123.19 of the Revised Code to revise
the law governing the licensure of residential
facilities for individuals with mental retardation
or other developmental disability.
BE IT ENACTED BY THE GENERAL ASSEMBLY OF THE STATE OF OHIO:
Section 1. That section 5123.19 of the Revised Code be
amended to read as follows:
Sec. 5123.19. (A) As used in this section and in
sections
5123.191, 5123.194, and 5123.20 of the
Revised Code: (1) "Residential facility" means a home or facility in
which
a mentally retarded or developmentally disabled person
resides,
except the home of a relative or legal guardian in which
a
mentally retarded or developmentally disabled person resides, a
respite care home certified under section 5126.05 of the Revised
Code, a county home or district home operated pursuant to Chapter
5155. of the Revised Code, or a dwelling in which the only
mentally
retarded or developmentally disabled residents are in an
independent living arrangement or are being provided supported
living. (2) "Political subdivision" means a municipal corporation,
county, or township. (3) "Independent living arrangement" means an arrangement
in
which a mentally retarded or developmentally disabled person
resides in an individualized setting chosen by the person or
the
person's
guardian, which is not dedicated principally to the
provision of
residential services for mentally retarded or
developmentally
disabled persons, and for which no financial
support is received
for rendering such service from any
governmental agency by a
provider of residential services. (4) "Supported living" has the same meaning as in section
5126.01 of the Revised Code. (5) "Licensee" means the person or government agency that
has applied for a license to operate a residential facility and
to
which the license was issued under this section. (B) Every person or government agency desiring to operate
a
residential facility shall apply for licensure of the facility
to
the director of mental retardation and developmental
disabilities
unless the residential facility is subject to
section 3721.02,
3722.04, 5103.03, or 5119.20 of the Revised
Code. Notwithstanding
Chapter 3721. of the Revised Code, a
nursing home that is
certified as an intermediate care facility
for the mentally
retarded under Title XIX of the "Social Security
Act,"
49
79 Stat.
620
286 (1935
1965), 42 U.S.C.A.
301
1396, as amended, shall
apply
for licensure of the portion of the home that is certified
as an
intermediate care facility for the mentally retarded. (C) The director of mental retardation and developmental
disabilities shall license and
inspect
survey the operation of
residential facilities. The director may deny
or, renew,
terminate, and revoke such
licenses. Except as provided in divisions (G) and (O) of this
section,
a
An initial license is valid
until it is
for one year unless
terminated, revoked, or voluntarily
surrendered
earlier.
Appeals
A
renewed license is valid for three years unless terminated,
revoked, or voluntarily surrendered earlier.
Appeals from proceedings initiated to deny
applications for
licenses or to
terminate or revoke licenses shall be
conducted in
accordance with Chapter 119. of the Revised Code. In accordance with Chapter 119. of the Revised Code, the
director shall adopt and may amend and rescind rules for
licensing
and regulating the operation of residential facilities.
The rules
shall establish
and specify the following: (1) Procedures for issuing, denying,
renewing, terminating,
and revoking
licenses; (2)
Circumstances, including the circumstance specified in
division (G) of this section, under which a license is to be
terminated rather than revoked; (3) Fees for issuing
and renewing licenses; (3)(4) Procedures for
the inspection of
surveying
residential
facilities;
(4)(5) Requirements for the training of residential facility
personnel;
(5)(6) Classifications for the various types of residential
facilities;
(6)(7) Certification procedures for licensees and management
contractors that the director determines are necessary to ensure
that they have the skills and qualifications to properly operate
or manage residential facilities;
(7)(8) The maximum number of persons who may be served in a
particular type of residential facility;
(8)(9) Uniform procedures for admission of persons to and
transfers and discharges of persons from residential facilities;
(9)(10) Other standards for the operation of residential
facilities and the services provided at residential facilities;
(10)(11) Procedures for waiving any provision of any rule
adopted under this section.
(D) Before issuing a license, the director of the
department
or the director's designee shall conduct
an
inspection
a survey of
the
residential facility for which application is made. The
director
or the director's designee shall conduct
an inspection
a
survey of
each licensed
residential facility at least once
each
year
during the period the license is valid and may conduct
additional inspections as needed.
An inspection
A survey includes
but is
not limited to an on-site examination and evaluation of the
residential facility, its personnel, and the services provided
there. In conducting
inspections
surveys, the director or the
director's
designee
shall be given access to the residential
facility; all records,
accounts, and any other documents related
to the operation of the
facility; the licensee; the residents of
the facility; and all
persons acting on behalf of, under the
control of, or in
connection with the licensee. The licensee and
all persons on
behalf of, under the control of, or in connection
with the
licensee shall cooperate with the director or the
director's
designee in
conducting the
inspection
survey. Following each
inspection
survey, unless the director
initiates a
license revocation proceeding, the director or the
director's designee shall
provide the licensee with a report
listing any deficiencies,
specifying a timetable within which the
licensee shall submit a
plan of correction describing how the
deficiencies will be
corrected, and, when appropriate, specifying
a timetable within
which the licensee must correct the
deficiencies. After a plan
of correction is submitted, the
director or the director's
designee shall
approve or disapprove
the plan. A copy of the report and any
approved plan of
correction shall be provided to any person who
requests it. If it is determined that a residential facility is not
being
operated in compliance with this chapter or the rules
adopted
under it, the director may take such steps as are
necessary,
including, but not limited to, suspension of
admissions to the
residential facility, placement of a monitor at
the residential
facility, and the initiation of license
revocation proceedings.
If it is determined that a person's operation of two or more
residential facilities is not in compliance with this chapter or
the rules adopted under it, the director may suspend admissions to
each residential facility that the person operates. When the director initiates license revocation proceedings,
no opportunity for submitting a plan of correction shall be
given.
The director shall notify the licensee by letter of the
initiation
of such proceedings. The letter shall list the
deficiencies of
the residential facility and inform the licensee
that no plan of
correction will be accepted. The director shall
also notify each
affected resident, the resident's guardian if
the resident is an
adult for whom a guardian has been appointed,
the resident's
parent or guardian if the resident is a minor, and
the county
board of mental retardation and developmental
disabilities. Pursuant to rules which shall be adopted in
accordance with
Chapter 119. of the Revised Code, the director may order the
immediate removal of residents from a residential facility
whenever conditions at the facility present an immediate danger
of
physical or psychological harm to the residents. In determining whether a residential facility is being
operated in compliance with this chapter or the rules adopted
under it, or whether conditions at a residential facility present
an immediate danger of physical or psychological harm to the
residents, the director may rely on information obtained by a
county board of mental retardation and developmental disabilities
or other governmental agencies
in the course of investigating
major unusual incidents.
The director shall adopt rules in
accordance with Chapter 119. of the Revised Code that specify
what
constitute "major unusual incidents." The director shall
suspend without pay for a period of at
least three days
initiate disciplinary action against any
department employee who notifies or causes
the notification to any
unauthorized person of an unannounced
inspection
survey of a
residential facility by an authorized
representative of the
department. (E) In proceedings initiated to deny or revoke licenses
under this section, the director may deny or revoke a license
regardless of whether some or all of the deficiencies that
prompted the proceedings have been corrected at the time of the
hearing. (F) In addition to any other information which may be
required of applicants for a license pursuant to this section,
the
director shall require each applicant to provide a copy of an
approved plan for a proposed residential facility pursuant to
section 5123.042 of the Revised Code. (G) Pursuant to rules which shall be adopted in
accordance
with Chapter 119. of the Revised Code, the director may require
notification to the department of any significant change in the
ownership of a residential facility or in the identity of the
licensee or management contractor. When such notification is not
given, the director may
cancel
terminate the residential
facility's
license. If the director determines that a significant
change of
ownership is proposed, the director shall consider the
proposed change to
be an application for development by a new
operator pursuant to
section 5123.042 of the Revised Code and
shall
advise the applicant within sixty days of such notification
that
the current license shall continue in effect or a new license
will be required pursuant to this section. (H) A county board of mental retardation and developmental
disabilities, the legal rights service, and any interested person
may file complaints alleging violations of statute or department
rule relating to residential facilities with the department. All
complaints shall be in writing and shall state the facts
constituting the basis of the allegation. The department shall
not reveal the source of any complaint unless the complainant
agrees in writing to waive the right to confidentiality or until
so ordered by a court of competent jurisdiction. The department shall
acknowledge receipt of the complaint
and
notify the complainant of the action that will be taken with
respect to it within five working days of receiving it
adopt rules
in accordance with Chapter 119. of the Revised Code establishing
procedures for the receipt, referral, investigation, and
disposition of complaints filed with the department under this
division. The substance of a complaint shall not be provided to a
licensee until the commencement of an inspection or
investigation.
(I) The department shall establish procedures for the
notification of interested parties of the transfer or interim
care
of residents from residential facilities that are closing or
are
losing their license. (J)
Before issuing a license under this section to a
residential facility that will accommodate at any time more than
one mentally retarded or developmentally disabled individual, the
director shall, by first class mail, notify the following: (1) If the facility will be located in a municipal
corporation, the clerk of the legislative authority of the
municipal corporation;
(2) If the facility will be located in unincorporated
territory, the clerk of the appropriate board of county
commissioners and the clerk of the appropriate board of township
trustees.
The director shall not issue the license for ten days after
mailing the notice, excluding Saturdays, Sundays, and legal
holidays, in order to give the notified local officials time in
which to comment on the proposed issuance.
Any legislative authority of a municipal corporation, board
of county commissioners, or board of township trustees that
receives notice under this division of the proposed issuance of a
license for a residential facility may comment on it in writing
to
the director within ten days after the director mailed the
notice,
excluding Saturdays, Sundays, and legal holidays. If the
director
receives written comments from any notified officials
within the
specified time, the director shall make written
findings
concerning the comments and the director's decision on the
issuance of the
license. If the director does not receive written
comments from
any notified local officials within the specified
time, the
director shall
continue the process for issuance of the
license.
(K) Any person may operate a licensed residential
facility
that provides room and board, personal care, habilitation
services,
and supervision in a family setting for at least six but
not more than eight
persons with mental retardation or a
developmental disability as a
permitted use in any residential
district or zone, including any
single-family residential district
or zone, of any political
subdivision. These residential
facilities may be
required to comply with area,
height, yard, and
architectural compatibility requirements that
are uniformly
imposed upon all single-family residences within
the district or
zone.
(L)(K) Any person may operate a licensed residential
facility that provides room and board, personal care, habilitation
services,
and supervision in a family setting for at least nine
but not more than
sixteen persons with mental retardation or a
developmental
disability as a
permitted use in any multiple-family
residential district or zone
of any political subdivision, except
that a political subdivision
that has enacted a zoning ordinance
or resolution establishing
planned unit development districts may
exclude these
residential facilities from
such districts, and a
political subdivision that has enacted a
zoning ordinance or
resolution may regulate these
residential facilities in
multiple-family residential districts or zones as a conditionally
permitted use or special exception, in either case, under
reasonable and specific standards and conditions set out in the
zoning ordinance or resolution to:
(1) Require the architectural design and site layout of
the
residential facility and the location, nature, and
height of any
walls,
screens, and fences to be compatible with adjoining land
uses and
the residential character of the neighborhood; (2) Require compliance with yard, parking, and sign
regulation; (3) Limit excessive concentration of these residential
facilities. (M)(L) This section does not prohibit a political
subdivision
from applying to residential facilities
nondiscriminatory
regulations requiring compliance with health,
fire, and safety
regulations and building standards and
regulations.
(N)(M) Divisions
(J) and (K)
and (L) of this section are not
applicable to municipal corporations that had in effect on June
15, 1977, an ordinance specifically permitting in residential
zones licensed residential facilities by means of permitted uses,
conditional uses, or special exception, so long as such ordinance
remains in effect without any substantive modification.
(O)(N)(1) The director may issue an interim license to
operate a
residential facility to an applicant for a license under
this
section if
all
either of the following conditions are met:
(1)(a) All of the following conditions are met:
(i) The director determines that an emergency exists that
requires immediate placement of persons in a residential
facility,
and insufficient licensed beds are available. (2)(ii) The residential facility meets
the standards
in
rules for
interim licenses
that the director shall adopt in
accordance with
Chapter 119. of the Revised Code
established in
rules adopted under this division.
(3)(iii) The director determines that the residential
facility
is likely to receive a license under this section within
thirty
days after issuance of the interim license.
(b) The director determines that the issuance of an interim
license is necessary to meet a temporary need for a residential
facility and the residential facility meets the standards for an
interim license established in rules adopted under this division. (2) An interim license shall be valid for thirty days and may
be renewed by the director
no more than twice.
The director shall
adopt rules in accordance with Chapter 119. of the Revised Code
establishing standards for an interim license. (P)(O) Notwithstanding rules adopted pursuant to this
section
establishing the maximum number of persons who may be
served in a
particular type of residential facility, a residential
facility
shall be permitted to serve the same number of persons
being
served by the facility on the effective date of such rules
or the
number of persons for which the facility is authorized
pursuant
to a current application for a certificate of need with a
letter
of support from the department of mental retardation and
developmental disabilities and which is in the review process
prior to April 4, 1986.
(Q)(P) The director or the director's designee may enter at
any time,
for purposes of investigation, any home, facility, or
other
structure that has been reported to the director or that the
director has reasonable cause to believe is being operated as a
residential facility without a license issued under this section.
The director may petition the court of common pleas of the
county in which an unlicensed residential facility is located for
an order enjoining the person or governmental agency operating
the
facility from continuing to operate without a license. The
court
may grant the injunction on a showing that the person or
governmental agency named in the petition is operating a
residential facility without a license. The court may grant the
injunction, regardless of whether the residential facility meets
the requirements for receiving a license under this section.
Section 2. That existing section 5123.19 of the Revised Code
is hereby repealed.
Section 3. The Director of Mental Retardation and
Developmental Disabilities shall adopt rules in accordance with
Chapter 119. of the Revised Code establishing a schedule for
residential facilities licensed under section 5123.19 of the
Revised Code on the effective date of this section to seek renewal
of the license in accordance with the amendments made by this act
to that section.
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