Sub.
H.B. 285
127th General Assembly
(As Passed by the General Assembly)
Reps. R. McGregor, Widener, Wagner, J. McGregor, Fessler, Combs, Setzer, Flowers, Oelslager, Zehringer, Adams, Webster, Wachtmann, Huffman, Evans, Collier, Reinhard, Uecker, Daniels, Gibbs, Wagoner, Batchelder, Brinkman, Hite, D. Stewart, Book, Brown, Carmichael, Domenick, Lundy, Schneider, Aslanides, Bacon, Blessing, Bolon, Boyd, Budish, Celeste, Chandler, Coley, DeBose, Dodd, Dolan, Dyer, Gardner, Garrison, Goodwin, Goyal, J. Hagan, Harwood, Hottinger, Hughes, Jones, Luckie, Mecklenborg, Okey, Patton, Raussen, Schindel, Schlichter, Sears, Stebelton, J. Stewart, White, S. Williams, Yates, Yuko
Sens. Cates, Grendell, Seitz, Carey, Wagoner, Schuler, Fedor, Amstutz, Boccieri, Buehrer, Coughlin, Faber, Kearney, Mason, D. Miller, Morano, Niehaus, Padgett, Roberts, Sawyer, Schaffer, Schuring, Smith, Spada, Wilson, Mumper, Cafaro, R. Miller, Stivers, Harris
Effective date: *
ACT SUMMARY
· Generally requires a state agency or regulatory authority to waive administrative fines or civil penalties for paperwork violations that are first-time offenses committed by a small business.
CONTENT AND OPERATION
The act generally provides that, for any small business[1] that engages in a paperwork violation, the state agency or regulatory authority that regulates the field of operation in which the business operates must waive any and all administrative fines or civil penalties on the small business for the violation, if the violation is a first-time offense (R.C. 119.14(A) and (E)). The agency or authority, however, must require the small business to correct the paperwork violation within a reasonable period of time (R.C. 119.14(B)). A "paperwork violation" is the violation of any statutory or regulatory requirement in the Revised Code mandating the collection of information by a state agency or regulatory body (R.C. 119.14(G)(2)). A "first-time offense" is the first instance of a violation of the particular statutory or regulatory requirement mandating the collection of information by a state agency or regulatory body (R.C. 119.14(G)(3)).
The act does not prohibit a state agency or regulatory authority from waiving administrative fines or civil penalties incurred by a small business for a paperwork violation that is not a first-time offense (R.C. 119.14(D)(1)).
The act provides that any fine or penalty that is waived may be reinstated and imposed in addition to any additional fines or penalties associated with a subsequent violation for noncompliance with the same paperwork requirement. (R.C. 119.14(D)(2).)
The act authorizes a state agency or regulatory authority to impose administrative fines or civil penalties incurred by a small business for a paperwork violation that is a first-time offense for any of the following reasons:
· The violation has the potential to cause serious harm to the public interest as determined by a state agency or regulatory authority director.
· The violation involves a small business knowingly or willfully engaging in conduct that may result in a felony conviction.
· Failure to impose an administrative fine or civil penalty for a violation would impede or interfere with the detection of criminal activity.
· The violation is of a law concerning the assessment or collection of any tax, debt, revenue, or receipt.
· The violation presents a direct danger to the public health or safety, results in a financial loss to an employee as employee is defined in the Prevailing Wage Law, or presents the risk of severe environmental harm, as determined by the head of the agency or regulatory authority.
· The violation is a failure to comply with a federal requirement for a program that has been delegated from the federal government to a state agency or regulatory authority and the federal requirement includes a requirement to impose a fine. (R.C. 119.14(C).)
The act does not authorize or require the waiver of any criminal fines that may result from a first-time paperwork violation that is a criminal offense.
The act states that it is not to be construed to diminish the responsibility of any citizen or business to apply for and obtain a permit, license, or authorizing document that is required to engage in a regulated activity or otherwise to comply with state or federal law (R.C. 119.14(F)).
HISTORY
|
ACTION |
DATE |
|
|
|
|
Introduced |
07-10-07 |
|
Reported, H. State Gov't & Elections |
02-19-08 |
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Passed House (94-0) |
03-11-08 |
|
Reported,
S. State & Local Government & |
|
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Passed Senate (33-0) |
05-22-08 |
|
House concurred in Senate amendments (95-1) |
05-28-08 |
08-hb285-127.doc/jc
* The Legislative Service Commission had not received formal notification of the effective date at the time this analysis was prepared. Additionally, the analysis may not reflect action taken by the Governor.
[1] "Small
business" has the same meaning as in Title 13 of the Code of Federal
Regulations, which specifies the various conditions under which a business
qualifies as a small business for purposes of federal law (R.C. 119.14(G)(1)).