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|
As Introduced
123rd General Assembly
Regular Session
1999-2000 | S. B. No. 11 |
SENATORS KEARNS-CARNES-DiDONATO-BLESSING-CUPP-DRAKE-McLIN-
OELSLAGER-SCHAFRATH-WACHTMANN
A BILL
To amend sections 101.35 and 119.03 and to enact
sections 103.051, 103.052, 103.053, 103.054, 119.035, 119.037, 119.038,
119.039, and 119.0311 of the Revised Code to improve opportunities for public
participation in the rule-making process by enhancing the
ability of the Joint Committee on Agency Rule Review to achieve
a quorum, authorizing the Joint Committee and its staff to
attend agency rule-making hearings, requiring agency rule-making
hearings to be held before Joint Committee hearings, clarifying
that rule-making hearings are legislative in form,
authorizing public comment before and after rule-making hearings, providing
for rule-making hearings to be recorded other than stenographically,
authorizing use of
advisory committees in the development of rules, requiring publication of a
Register of Ohio, and requiring agencies to
prepare guides
for public participation in rule-making.
BE IT ENACTED BY THE GENERAL ASSEMBLY OF THE STATE OF OHIO:
Section 1. That sections 101.35 and 119.03 be amended
and sections 103.051, 103.052, 103.053, 103.054, 119.035, 119.037, 119.038,
119.039, and 119.0311 of the
Revised Code be enacted to read as follows:
Sec. 101.35. There is hereby created in the general
assembly the joint committee on agency rule review. The
committee shall consist of five members
of the house of
representatives and five members of
the senate. Within fifteen
days after the commencement of the first regular session of each
general assembly, the speaker of the house of representatives shall appoint
the members of the committee from the house of representatives,
and
the president of the senate shall appoint the members of the
committee from the senate.
Not more than three of the
members from
each house shall be of the same political party. In the first
regular session of a general assembly, the chairperson
of the committee shall be appointed by the speaker of the house from
among the house members of the committee, and the
vice-chairperson
shall be appointed by the president of the senate from among the
senate members of the committee. In the second regular session
of a general assembly, the chairperson shall be
appointed by the president of the senate from among the senate
members of the
committee, and the vice-chairperson shall be appointed by the speaker of the
house from among the house members of the
committee. The chairperson, vice-chairperson, and
members of the committee
shall serve until their respective successors are
appointed or until they are no longer members of the general
assembly. When a vacancy occurs among the officers or
members of
the committee, it shall be filled in the same manner as the
original appointment.
Notwithstanding section 101.26 of the Revised Code, the
members, when engaged in their duties as members of the
committee on days when there is not a voting session of the members's
MEMBER'S house of
the general asembly ASSEMBLY, shall be paid at the per diem rate
of one hundred
fifty dollars, and their necessary traveling expenses, which
shall be paid from the funds appropriated for the payment of
expenses of legislative committees.
The committee has the same powers as other standing or
select committees of the general assembly. Six members
constitute a quorum, and the concurrence of six members is
required for the recommendation of a concurrent resolution
invalidating a proposed or effective rule, amendment, rescission,
or part thereof, or for the suspension of a rule, amendment,
rescission, or part thereof, under division (I) of section 119.03
or section 119.031 of the Revised Code.
WHEN A MEMBER OF THE COMMITTEE IS ABSENT, THE PRESIDENT OR SPEAKER, AS THE
CASE MAY BE, MAY DESIGNATE A SUBSTITUTE FROM THE SAME HOUSE AND POLITICAL
PARTY AS THE ABSENT MEMBER. THE SUBSTITUTE SHALL SERVE ON THE COMMITTEE IN
THE MEMBER'S ABSENCE, AND IS ENTITLED TO PERFORM THE DUTIES OF, AND TO RECEIVE
THE SAME BENEFITS AS, THE ABSENT MEMBER.
THE PRESIDENT OR SPEAKER SHALL INFORM THE EXECUTIVE
DIRECTOR OF THE COMMITTEE OF A SUBSTITUTION. IF THE EXECUTIVE
DIRECTOR LEARNS OF A SUBSTITUTION SUFFICIENTLY IN ADVANCE OF THE
MEETING OF THE COMMITTEE THE SUBSTITUTE IS TO ATTEND, THE
EXECUTIVE DIRECTOR SHALL PUBLISH NOTICE OF THE SUBSTITUTION ON
THE INTERNET, MAKE REASONABLE EFFORT TO INFORM OF THE
SUBSTITUTION PERSONS WHO ARE KNOWN TO THE EXECUTIVE DIRECTOR TO
BE INTERESTED IN RULES THAT ARE SCHEDULED FOR REVIEW AT THE
MEETING, AND INFORM OF THE SUBSTITUTION PERSONS WHO INQUIRE OF
THE EXECUTIVE DIRECTOR CONCERNING THE MEETING.
The committee may meet during periods in which the general
assembly has adjourned. At meetings of the committee, the
committee may request a rule-making agency, as defined in section
119.01 of the Revised Code, to provide information relative to
the agency's implementation of its statutory authority.
A MEMBER OF THE COMMITTEE, AND THE EXECUTIVE DIRECTOR AND
STAFF OF THE COMMITTEE, ARE ENTITLED IN THEIR OFFICIAL
CAPACITIES TO ATTEND, BUT NOT IN THEIR OFFICIAL CAPACITIES TO
PARTICIPATE IN, A PUBLIC HEARING CONDUCTED BY A RULE-MAKING
AGENCY ON A PROPOSED RULE, AMENDMENT, OR RESCISSION.
Sec. 103.051. THE
"REGISTER OF
OHIO" IS AN ELECTRONIC
PUBLICATION THAT FUNCTIONS AS A GAZETTE TO WHICH MEMBERS OF THE
PUBLIC MAY READILY RESORT FOR NOTICE OF AND INFORMATION ABOUT
RULE-MAKING PROCESSES. THE DIRECTOR OF THE LEGISLATIVE SERVICE
COMMISSION SHALL PUBLISH THE REGISTER. THE REGISTER IS TO
INCLUDE ALL RULE-MAKING DOCUMENTS THAT ARE REQUIRED BY STATUTE
TO BE PUBLISHED IN THE REGISTER. THE DIRECTOR SHALL DISPLAY THE
REGISTER FREE OF CHARGE ON THE INTERNET, AND SHALL ENSURE THAT
PRINTED COPIES OF ALL OR PART OF A DOCUMENT PUBLISHED IN THE
REGISTER CAN BE EASILY PRODUCED BY USERS OF THE INTERNET.
THE DIRECTOR, TAKING INTO CONSIDERATION THE PUBLIC NOTICE
AND INFORMATION FUNCTIONS PERFORMED BY THE REGISTER, SHALL
UPDATE THE REGISTER AT REASONABLE INTERVALS, BUT NOT LESS OFTEN THAN WEEKLY.
THE DIRECTOR SHALL
ESTABLISH A REASONABLE DEADLINE BEFORE EACH UPDATING. A
DOCUMENT RECEIVED BY THE DIRECTOR ON OR BEFORE A DEADLINE IS TO
BE PUBLISHED IN THE REGISTER UPON THE REGISTER'S NEXT UPDATING.
THE DIRECTOR SHALL PURGE A DOCUMENT FROM THE REGISTER WHEN ITS
DISPLAY NO LONGER SERVES THE PUBLIC NOTICE AND INFORMATION
FUNCTIONS PERFORMED BY THE REGISTER.
THE DIRECTOR UPON REQUEST OF ANY PERSON SHALL PROVIDE THE
PERSON WITH A PRINTED COPY OF ALL OR PART OF A DOCUMENT
PUBLISHED IN THE REGISTER. THE DIRECTOR MAY CHARGE AND COLLECT
A FEE FOR THIS SERVICE. ANY SUCH FEE IS NOT TO EXCEED THE
ACTUAL COST OF PRINTING AND DELIVERING THE PRINTED COPY TO THE
PERSON REQUESTING IT. THE DIRECTOR SHALL DEPOSIT THE FEES INTO
THE STATE TREASURY TO THE CREDIT OF THE REGISTER OF
OHIO FUND.
Sec. 103.052. THE DIRECTOR OF THE
LEGISLATIVE SERVICE COMMISSION MAY REQUEST AN AGENCY TO PROVIDE
THE DIRECTOR WITH ASSISTANCE THAT IS WITHIN THE AGENCY'S
COMPETENCE AND THAT IS REASONABLY NECESSARY TO ENSURE THE
DIRECTOR'S SUCCESSFUL, EFFICIENT, AND TIMELY ELECTRONIC
PUBLICATION OF THE REGISTER OF
OHIO.
Sec. 103.053. TO RECOVER A PORTION OF THE
COST OF PUBLISHING THE REGISTER OF
OHIO, THE DIRECTOR OF THE
LEGISLATIVE SERVICE COMMISSION MAY SEEK REIMBURSEMENT FROM AN
AGENCY OF ACTUAL COSTS THE DIRECTOR INCURS IN PUBLISHING THE
AGENCY'S DOCUMENTS IN THE REGISTER. THE AMOUNT SOUGHT FOR
REIMBURSEMENT IS TO BE AN AMOUNT PROPORTIONAL TO THE INTERNET
SPACE ALLOCATED TO THE AGENCY FOR PUBLISHING THE AGENCY'S
DOCUMENTS IN THE REGISTER, AND IS TO BE REDUCED BY THE VALUE OF
ASSISTANCE THE AGENCY HAS PROVIDED TO THE DIRECTOR WITH RESPECT
TO PUBLICATION OF THE REGISTER. THE DIRECTOR SHALL DEPOSIT
REIMBURSEMENTS INTO THE STATE TREASURY TO THE CREDIT OF THE
REGISTER OF OHIO FUND.
Sec. 103.054. THE REGISTER OF
OHIO FUND IS HEREBY CREATED IN
THE STATE TREASURY. THE DIRECTOR OF THE LEGISLATIVE SERVICE
COMMISSION SHALL USE MONEY IN THE FUND TO DEFRAY COSTS OF
PUBLISHING THE REGISTER OF
OHIO. INVESTMENT EARNINGS OF
THE FUND ARE TO BE CREDITED TO THE FUND.
Sec. 119.03. In the adoption, amendment, or rescission of
any rule, an agency shall comply with the following procedure:
(A) Reasonable public notice shall be given IN THE REGISTER OF
OHIO at least
thirty days prior to the date set for a hearing, in the manner
and form and for the length of time as the agency determines
and. THE AGENCY SHALL FILE COPIES OF THE PUBLIC NOTICE UNDER
DIVISION (B) OF THIS SECTION. (THE AGENCY GIVES PUBLIC NOTICE IN THE
REGISTER OF OHIO WHEN THE PUBLIC NOTICE IS PUBLISHED IN THE REGISTER
UNDER THAT DIVISION.)
THE PUBLIC NOTICE
shall include:
(1) A statement of the agency's intention to consider
adopting, amending, or rescinding a rule;
(2) A synopsis of the proposed rule, amendment, or rule to
be rescinded or a general statement of the subject matter to
which the proposed rule, amendment, or rescission relates;
(3) A statement of the reason or purpose for adopting,
amending, or rescinding the rule;
(4) The date, time, and place of a hearing on the proposed
action, which shall be not earlier than thirty THE THIRTY-FIRST
nor later than
fifty days THE FORTIETH DAY after the proposed rule,
amendment, or rescission is
filed under division (B) of this section. In
IN addition to public
notice GIVEN IN THE REGISTER OF OHIO, the agency may give
whatever
other notice it REASONABLY considers
necessary TO ENSURE NOTICE CONSTRUCTIVELY IS GIVEN TO ALL PERSONS WHO ARE
SUBJECT TO OR AFFECTED BY THE PROPOSED RULE, AMENDMENT, OR RESCISSION.
Each agency shall adopt a rule setting forth in
detail the method that the agency shall follow in giving public
notice as to the adoption, amendment, or rescission of rules.
The rule shall require the
THE agency to SHALL provide A COPY OF the public
notice
required under division (A) of this section to any person who
requests it and pays a reasonable fee, not to exceed the cost of
copying and mailing. The methods used for notification may
include, but are not limited to, mailing notices to all
subscribers on a mailing list or mailing notices in addressed,
stamped envelopes provided by the person requesting the notice.
(B) One copy of the full text of the proposed rule,
amendment, or rule to be rescinded, accompanied by one copy of
the public notice required under division (A) of this section,
shall be filed with the secretary of state. Two copies of the
full text of the proposed rule, amendment, or rule to be
rescinded, accompanied by two copies of the public notice
required under division (A) of this section, shall be filed with
the director of the legislative service commission. (If in
compliance with this division an agency files more than one
proposed rule, amendment, or rescission at the same time, and has
given PREPARED a public notice under division (A) of this
section
that
applies to more than one of the proposed rules, amendments, or
rescissions, the agency shall file only one copy of the notice
with the secretary of state and only two copies of the notice
with the director for all of the proposed rules, amendments, or
rescissions to which the notice applies.) The proposed rule,
amendment, or rescission and public notice shall be filed as
required by this division at least sixty days prior to the date
on which the agency, in accordance with division (D) of this
section, issues an order adopting the proposed rule, amendment,
or rescission. The
THE proposed rule, amendment, or rescission shall
be available for at least thirty days prior to the date of the
hearing at the office of the agency in printed or other legible
form without charge to any person affected by the proposal.
Failure to furnish such text to any person requesting it shall
not invalidate any action of the agency in connection therewith.
If
IF the agency files a substantive revision in the text of the
proposed rule, amendment, or rescission under division (H) of
this section, it shall also promptly file one copy of the full
text of the proposed rule, amendment, or rescission in its
revised form with the secretary of state and two copies thereof
with the director of the legislative service commission. The
THE
agency shall attach a copy of the rule summary and fiscal
analysis prepared under section 121.24 or 127.18 of the Revised
Code, or both, to each copy of a proposed rule, AMENDMENT, OR
RESCISSION or proposed rule, AMENDMENT, OR RESCISSION
in revised form that is filed with the secretary of state or the
director of the legislative service commission.
THE DIRECTOR OF THE LEGISLATIVE SERVICE COMMISSION SHALL
PUBLISH IN THE REGISTER OF OHIO
THE FULL TEXT OF THE ORIGINAL AND EACH REVISED VERSION OF A
PROPOSED RULE, AMENDMENT, OR RESCISSION; THE FULL TEXT OF A PUBLIC NOTICE; AND
THE FULL
TEXT OF A RULE SUMMARY AND FISCAL ANALYSIS THAT IS FILED WITH
THE DIRECTOR UNDER THIS DIVISION.
(C) On the date and at the time and place designated in
the notice, the agency shall conduct a public hearing at which
any person affected by the proposed action of the agency may
appear and be heard in person, by his THE PERSON'S attorney, or
both, may
present his THE PERSON'S position, arguments, or contentions,
orally or in
writing, offer and examine witnesses, and present evidence
tending to show that the proposed rule, amendment, or rescission,
if adopted or effectuated, will be unreasonable or unlawful.
AN AGENCY MAY PERMIT PERSONS AFFECTED BY THE PROPOSED
RULE, AMENDMENT, OR RESCISSION TO PRESENT THEIR POSITIONS,
ARGUMENTS, OR CONTENTIONS IN WRITING, NOT ONLY AT THE HEARING,
BUT ALSO FOR A REASONABLE PERIOD BEFORE, AFTER, OR BOTH BEFORE
AND AFTER THE HEARING. A PERSON WHO PRESENTS A POSITION OR
ARGUMENTS OR CONTENTIONS IN WRITING BEFORE OR AFTER THE HEARING
IS NOT REQUIRED TO APPEAR AT THE HEARING.
At the hearing, the testimony, rulings on the admissibility
of evidence, and proffers of evidence shall be recorded by
stenographic means. Such record shall be made at the expense of
the agency.
THE AGENCY IS REQUIRED TO TRANSCRIBE A RECORD THAT IS NOT
SIGHT READABLE ONLY IF A PERSON REQUESTS TRANSCRIPTION OF ALL OR
PART OF THE RECORD AND AGREES TO REIMBURSE THE AGENCY FOR THE
COSTS OF THE TRANSCRIPTION. AN AGENCY MAY REQUIRE THE PERSON TO
PAY IN ADVANCE ALL OR PART OF THE COST OF THE
TRANSCRIPTION.
In any hearing under this section the agency may administer
oaths or affirmations.
The agency shall pass upon the admissibility of evidence,
but the person affected may at the time make objection to the
ruling of the agency, and if the agency refuses to admit evidence
the person offering the evidence shall make a proffer of the
evidence, and the proffer shall be made a part of the record of
such hearing.
(D) After complying with divisions (A), (B), (C), and (H)
of this section, and when the time for legislative review and
invalidation under division (I) of this section has expired, the
agency may issue an order adopting the proposed rule or the
proposed amendment or rescission of the rule, consistent with the
synopsis or general statement included in the public notice. At
that time the agency shall designate the effective date of the
rule, amendment, or rescission, which shall not be earlier than
the tenth day after the rule, amendment, or rescission has been
filed in its final form as provided in section 119.04 of the
Revised Code.
(E) Prior to the effective date of a rule, amendment, or
rescission, the agency shall make a reasonable effort to inform
those affected by the rule, amendment, or rescission and to have
available for distribution to those requesting it the full text
of the rule as adopted or as amended.
(F) If the governor, upon the request of an agency,
determines that an emergency requires the immediate adoption,
amendment, or rescission of a rule, he THE GOVERNOR shall issue
a written
order, a copy of which shall be filed with the secretary of
state, the director of the legislative service commission, and
the joint committee on agency rule review, that the procedure
prescribed by this section with respect to the adoption,
amendment, or rescission of a specified rule is suspended. The
agency may then adopt immediately the emergency rule, amendment,
or rescission and it becomes effective on the date copies of the
rule, amendment, or rescission, in final form and in compliance
with division (A)(2) of section 119.04 of the Revised Code, are
filed as follows: two certified copies of the emergency rule,
amendment, or rescission shall be filed with both the secretary
of state and the director of the legislative service commission,
and one certified copy of the emergency rule, amendment, or
rescission shall be filed with the joint committee on agency rule
review. If all copies are not filed on the same day, the
emergency rule, amendment, or rescission shall be effective on
the day on which the latest filing is made. The THE DIRECTOR SHALL
PUBLISH THE FULL TEXT OF THE EMERGENCY RULE, AMENDMENT, OR RESCISSION IN THE
REGISTER OF OHIO.
THE emergency rule,
amendment, or rescission shall become invalid at the end of the
ninetieth day it is in effect. Prior to that date the agency may
adopt the emergency rule, amendment, or rescission as a
nonemergency rule, amendment, or rescission by complying with the
procedure prescribed by this section for the adoption, amendment,
and rescission of nonemergency rules. The agency shall not use
the procedure of this division to readopt the emergency rule,
amendment, or rescission so that, upon the emergency rule,
amendment, or rescission becoming invalid under this division,
the emergency rule, amendment, or rescission will continue in
effect without interruption for another ninety-day period. This
THIS division does not apply to the adoption of any emergency rule,
amendment, or rescission by the tax commissioner under division
(C)(2) of section 5117.02 of the Revised Code.
(G) Rules adopted by an authority within the department of
taxation or the bureau of employment services shall be effective
without a hearing as provided by this section if the statutes
pertaining to such agency specifically give a right of appeal to
the board of tax appeals or to a higher authority within the
agency or to a court, and also give the appellant a right to a
hearing on such appeal. This division does not apply to the
adoption of any rule, amendment, or rescission by the tax
commissioner under division (C)(1) or (2) of section 5117.02 of
the Revised Code, or deny the right to file an action for
declaratory judgment as provided in Chapter 2721. of the Revised
Code from the decision of the board of tax appeals or of the
higher authority within such agency.
(H) When any agency files a proposed rule, amendment, or
rescission under division (B) of this section, it shall also file
with the joint committee on agency rule review two copies of the
full text of the proposed rule, amendment, or rule to be
rescinded in the same form and two copies of the public notice
required under division (A) of this section. (If in compliance
with this division an agency files more than one proposed rule,
amendment, or rescission at the same time, and has given a public
notice under division (A) of this section that applies to more
than one of the proposed rules, amendments, or rescissions, the
agency shall file only two copies of the notice with the joint
committee for all of the proposed rules, amendments, or
rescissions to which the notice applies.) If the agency makes a
substantive revision in a proposed rule, amendment, or rescission
after it is filed with the joint committee, the agency shall
promptly file two copies of the full text of the proposed rule,
amendment, or rescission in its revised form with the joint
committee. The latest version of a proposed rule, amendment, or
rescission as filed with the joint committee supersedes each
earlier version of the text of the same proposed rule, amendment,
or rescission. An agency shall attach one copy of the rule
summary and fiscal analysis prepared under section 121.24 or
127.18 of the Revised Code, or both, to each copy of a proposed
rule, amendment, or rescission, and to each copy of a proposed
rule, amendment, or rescission in revised form, that is filed
under this division.
This division does not apply to:
(1) An emergency rule, amendment, or rescission;
(2) Any proposed rule, amendment, or rescission that must
be adopted verbatim by an agency pursuant to federal law or rule,
to become effective within sixty days of adoption, in order to
continue the operation of a federally reimbursed program in this
state, so long as the proposed rule contains both of the
following:
(a) A statement that it is proposed for the purpose of
complying with a federal law or rule;
(b) A citation to the federal law or rule that requires
verbatim compliance.
(I)(1) The joint committee on agency rule review may
recommend the adoption of a concurrent resolution invalidating a
proposed rule, amendment, rescission, or part thereof if it finds
any of the following:
(a) That the rule-making agency has exceeded the scope of
its statutory authority in proposing the rule, amendment, or
rescission;
(b) That the proposed rule, amendment, or rescission
conflicts with another rule, amendment, or rescission adopted by
the same or a different rule-making agency;
(c) That the proposed rule, amendment, or rescission
conflicts with the legislative intent in enacting the statute
under which the rule-making agency proposed the rule, amendment,
or rescission;
(d) That the rule-making agency has failed to prepare a
complete and accurate rule summary and fiscal analysis of the
proposed rule, amendment, or rescission as required by section
121.24 or 127.18 of the Revised Code, or both.
THE JOINT COMMITTEE SHALL NOT HOLD ITS PUBLIC HEARING ON A PROPOSED RULE,
AMENDMENT, OR RESCISSION EARLIER THAN THE FORTY-FIRST DAY AFTER THE ORIGINAL
VERSION OF THE PROPOSED RULE, AMENDMENT, OR RESCISSION WAS FILED WITH THE
JOINT COMMITTEE.
The house of representatives and senate may adopt a
concurrent resolution invalidating a proposed rule, amendment,
rescission, or part thereof. The concurrent resolution shall
state which of the specific rules, amendments, rescissions, or
parts thereof are invalidated. A concurrent resolution
invalidating a proposed rule, amendment, or rescission shall be
adopted prior to NOT LATER THAN the sixtieth day after the
original version of
the text of the proposed rule, amendment, or rescission is filed
with the joint committee, except that if more than thirty days
after the original version is filed the rule-making agency either
files a revised version of the text of the proposed rule,
amendment, or rescission, or revises the rule summary and fiscal
analysis in accordance with division (I)(4) of this section, a
concurrent resolution invalidating the proposed rule, amendment,
or rescission shall be adopted prior to NOT LATER THAN the
thirtieth day after
the revised version of the proposed rule or rule summary and
fiscal analysis is filed. If, after the joint committee on
agency rule review recommends the adoption of a concurrent
resolution invalidating a proposed rule, amendment, rescission,
or part thereof, the house of representatives or senate does not,
within the time remaining for adoption of the concurrent
resolution, hold five floor sessions at which its journal records
a roll call vote disclosing a sufficient number of members in
attendance to pass a bill, the time within which that house may
adopt the concurrent resolution is extended until it has held
five such floor sessions.
Within five days after the adoption of a concurrent
resolution invalidating a proposed rule, amendment, rescission,
or part thereof, the clerk of the senate shall send the
rule-making agency, the secretary of state, and the director of
the legislative service commission a certified copy of the
resolution together with a certification stating the date on
which the resolution takes effect. The secretary of state and
the director of the legislative service commission shall each
note the invalidity of the proposed rule, amendment, rescission,
or part thereof on his copy THEIR COPIES, and shall each remove
the invalid
proposed rule, amendment, rescission, or part thereof from the
file of proposed rules. The rule-making agency shall not proceed
to adopt in accordance with division (D) of this section, or to
file in accordance with division (B)(1) of section 111.15 of the
Revised Code, any version of a proposed rule, amendment,
rescission, or part thereof that has been invalidated by
concurrent resolution.
Unless the house of representatives and senate adopt a
concurrent resolution invalidating a proposed rule, amendment,
rescission, or part thereof within the time specified by this
division, the rule-making agency may proceed to adopt in
accordance with division (D) of this section, or to file in
accordance with division (B)(1) of section 111.15 of the Revised
Code, the latest version of the proposed rule, amendment, or
rescission as filed with the joint committee. If by concurrent
resolution certain of the rules, amendments, rescissions, or
parts thereof are specifically invalidated, the rule-making
agency may proceed to adopt, in accordance with division (D) of
this section, or to file in accordance with division (B)(1) of
section 111.15 of the Revised Code, the latest version of the
proposed rules, amendments, rescissions, or parts thereof as
filed with the joint committee that are not specifically
invalidated. The rule-making agency may not revise or amend any
proposed rule, amendment, rescission, or part thereof that has
not been invalidated except as provided in this chapter or in
section 111.15 of the Revised Code.
(2)(a) A proposed rule, amendment, or rescission that is
filed with the joint committee under division (H) of this section
or division (D) of section 111.15 of the Revised Code shall be
carried over for legislative review to the next succeeding
regular session of the general assembly if the original or any
revised version of the proposed rule, amendment, or rescission is
filed with the joint committee on or after the first day of
December of any year.
(b) The latest version of any proposed rule, amendment, or
rescission that is subject to division (I)(2)(a) of this section,
as filed with the joint committee, is subject to legislative
review and invalidation in the next succeeding regular session of
the general assembly in the same manner as if it were the
original version of a proposed rule, amendment, or rescission
that had been filed with the joint committee for the first time
on the first day of the session. A rule-making agency shall not
adopt in accordance with division (D) of this section, or file in
accordance with division (B)(1) of section 111.15 of the Revised
Code, any version of a proposed rule, amendment, or rescission
that is subject to division (I)(2)(a) of this section until the
time for legislative review and invalidation, as contemplated by
division (I)(2)(b) of this section, has expired.
(3) Invalidation of any version of a proposed rule,
amendment, rescission, or part thereof by concurrent resolution
shall prevent the rule-making agency from instituting or
continuing proceedings to adopt any version of the same proposed
rule, amendment, rescission, or part thereof for the duration of
the general assembly that invalidated the proposed rule,
amendment, rescission, or part thereof unless the same general
assembly adopts a concurrent resolution permitting the
rule-making agency to institute or continue such proceedings.
The failure of the general assembly to invalidate a
proposed rule, amendment, rescission, or part thereof under this
section shall not be construed as a ratification of the
lawfulness or reasonableness of the proposed rule, amendment,
rescission, or any part thereof or of the validity of the
procedure by which the proposed rule, amendment, rescission, or
any part thereof was proposed or adopted.
(4) In lieu of recommending a concurrent resolution to
invalidate a proposed rule, amendment, rescission, or part
thereof because the rule-making agency has failed to prepare a
complete and accurate fiscal analysis, the joint committee on
agency rule review may issue, on a one-time basis, for rules,
amendments, rescissions, or parts thereof that have a fiscal
effect on school districts, counties, townships, or municipal
corporations, a written finding that the rule summary and fiscal
analysis is incomplete or inaccurate and order the rule-making
agency to revise the rule summary and fiscal analysis and refile
it with the proposed rule, amendment, rescission, or part
thereof. If an emergency rule is filed as a nonemergency rule
before the end of the ninetieth day of the emergency rule's
effectiveness, and the joint committee issues a finding and
orders the rule-making agency to refile under division (I)(4) of
this section, the governor may also issue a written order stating
that the emergency rule shall remain in effect for an additional
sixty days after the ninetieth day of the emergency rule's
effectiveness. Copies of the governor's written orders shall be
filed in accordance with division (F) of this section. The joint
committee shall send the rule-making agency, the secretary of
state, and the director of the legislative service commission a
certified copy of the order to revise the rule summary and fiscal
analysis, which shall take immediate effect.
A written order issued under division (I)(4) of this
section shall prevent the rule-making agency from instituting or
continuing proceedings to adopt any version of the proposed rule,
amendment, rescission, or part thereof until the rule-making
agency revises the rule summary and fiscal analysis and refiles
it with the joint committee along with the proposed rule,
amendment, rescission, or part thereof. If the joint committee
finds the rule summary and fiscal analysis to be complete and
accurate, the joint committee shall issue a new written order
noting that the rule-making agency has revised and refiled a
complete and accurate rule summary and fiscal analysis. The
joint committee shall send the rule-making agency, the secretary
of state, and the director of the legislative service commission
a certified copy of this new order. The secretary of state and
the director of the legislative service commission shall each
attach this order to their copies of the proposed rule,
amendment, rescission, or part thereof. The rule-making agency
may then proceed to adopt in accordance with division (D) of this
section, or to file in accordance with division (B)(1) of section
111.15 of the Revised Code, the proposed rule, amendment,
rescission, or part thereof that was subject to the written
finding and order under division (I)(4) of this section. If the
joint committee determines that the revised rule summary and
fiscal analysis is still inaccurate or incomplete, the joint
committee shall recommend the adoption of a concurrent resolution
in accordance with division (I)(1) of this section.
Sec. 119.035. AN AGENCY MAY APPOINT AN
ADVISORY COMMITTEE TO ADVISE THE AGENCY CONCERNING ITS
DEVELOPMENT OF A RULE, AMENDMENT, OR RESCISSION, AND MAY
OTHERWISE CONSULT WITH PERSONS REPRESENTING INTERESTS THAT WOULD
BE AFFECTED BY THE RULE, AMENDMENT, OR RESCISSION WERE IT
ACTUALLY TO BE PROPOSED AND ADOPTED. UPON AN AGENCY'S REQUEST,
THE EXECUTIVE DIRECTOR OR ANOTHER OFFICER OR EMPLOYEE OF THE
OHIO COMMISSION ON DISPUTE
RESOLUTION AND CONFLICT MANAGEMENT MAY SERVE AS A GROUP
FACILITATOR FOR, BUT NOT AS A MEMBER OF, SUCH AN ADVISORY
COMMITTEE.
Sec. 119.037. UNLESS EXPLICITLY PROVIDED
OTHERWISE BY STATUTE, IF A DOCUMENT IS REQUIRED BY STATUTE TO BE
PUBLISHED IN THE REGISTER OF
OHIO, ITS PUBLICATION IN THE
REGISTER IS SUFFICIENT TO GIVE NOTICE OF THE CONTENT OF THE
DOCUMENT TO A PERSON WHO IS SUBJECT TO OR AFFECTED BY THE
CONTENT. UNTIL THE DOCUMENT IS SO PUBLISHED, ITS CONTENT IS NOT
VALID AGAINST A PERSON WHO DOES NOT HAVE ACTUAL KNOWLEDGE OF THE
CONTENT.
Sec. 119.038. AN AGENCY SHALL PROVIDE THE
DIRECTOR OF THE LEGISLATIVE SERVICE COMMISSION WITH ASSISTANCE
THAT IS WITHIN THE AGENCY'S COMPETENCE AND THAT THE DIRECTOR
REQUESTS WITH RESPECT TO ELECTRONIC PUBLICATION OF THE REGISTER OF
OHIO.
Sec. 119.039. AN AGENCY BY MEANS OF AN
INTRASTATE TRANSFER VOUCHER SHALL PAY TO THE DIRECTOR OF THE
LEGISLATIVE SERVICE COMMISSION THE AMOUNT THE DIRECTOR SEEKS AS
REIMBURSEMENT FROM THE AGENCY FOR THE ACTUAL COSTS OF PUBLISHING
THE AGENCY'S DOCUMENTS IN THE REGISTER OF
OHIO.
Sec. 119.0311. EACH AGENCY SHALL
PREPARE AND PUBLISH, AND AS IT BECOMES NECESSARY OR ADVISABLE,
REVISE AND REPUBLISH, A GUIDE TO ITS RULE-MAKING
PROCESS THAT FUNCTIONS GENERALLY TO ASSIST MEMBERS OF THE PUBLIC
WHO PARTICIPATE, OR WHO MAY WISH TO PARTICIPATE, IN THE AGENCY'S
RULE-MAKING. THE AGENCY'S GUIDE IS TO
INCLUDE:
(A) A STATEMENT OF THE
AGENCY'S REGULATORY MISSION;
(B) A DESCRIPTION OF HOW
THE AGENCY IS ORGANIZED TO ACHIEVE ITS REGULATORY MISSION;
(C) AN EXPLANATION OF
RULE-MAKING THE AGENCY IS AUTHORIZED OR REQUIRED TO ENGAGE IN TO
ACHIEVE ITS REGULATORY MISSION;
(D) AN EXPLANATION OF
THE AGENCY'S RULE-MAKING PROCESS;
(E) AN INDICATION OF THE
POINTS IN THE AGENCY'S RULE-MAKING PROCESS AT WHICH MEMBERS OF
THE PUBLIC CAN PARTICIPATE;
(F) AN EXPLANATION OF
HOW MEMBERS OF THE PUBLIC CAN PARTICIPATE IN THE AGENCY'S
RULE-MAKING PROCESS AT EACH INDICATED POINT OF PARTICIPATION;
AND
(G) OTHER INFORMATION
THE AGENCY REASONABLY CONCLUDES WILL ASSIST MEMBERS OF THE
PUBLIC MEANINGFULLY TO PARTICIPATE IN THE AGENCY'S
RULE-MAKING.
AN AGENCY'S GUIDE IS NOT TO BE ADOPTED AS A RULE, BUT
RATHER AS A NARRATIVE EXPLANATION OF THE MATTERS OUTLINED IN
THIS SECTION. AN AGENCY'S FAILURE TO CONFORM ITS RULE-MAKING
PROCESS TO ITS GUIDE IS NOT CAUSE FOR INVALIDATING A RULE,
AMENDMENT, OR RESCISSION ADOPTED BY THE AGENCY.
THE AGENCY SHALL PUBLISH
OR REPUBLISH ITS GUIDE
BOTH IN THE REGISTER OF OHIO AND AS A PRINTED PAMPHLET.
THE AGENCY SHALL SUBMIT A COPY OF ITS GUIDE, IN PAMPHLET OR PREFERABLY IN
ELECTRONIC FORM, TO THE DIRECTOR OF THE LEGISLATIVE SERVICE COMMISSION. THE
DIRECTOR THEREUPON SHALL PUBLISH THE AGENCY'S GUIDE IN THE REGISTER OF
OHIO.
THE AGENCY SHALL PROVIDE A COPY OF ITS PAMPHLET GUIDE TO ANY PERSON UPON
REQUEST. THE AGENCY MAY CHARGE THE PERSON A FEE FOR THIS
SERVICE, BUT THE FEE IS NOT TO EXCEED THE PER COPY COST OF
PRODUCING THE PAMPHLET GUIDE AND THE ACTUAL COST OF DELIVERING IT TO
THE PERSON.
Section 2. That existing sections 101.35 and 119.03 of the Revised
Code are hereby repealed.
Section 3. Sections 103.051, 103.052, 103.053, 103.054, 119.038, and
119.039 of the Revised Code take effect July 1, 1999. Beginning
July 1, 1999, the Director of the Legislative Service Commission
shall proceed to set up the Register of Ohio for publication.
The director shall first publish the Register of Ohio on April
3, 2000.
Section 4. The amendments to divisions (A) and (B) of
section 119.03 of the Revised Code, except for the amendments to
division (A)(4) of section 119.03 of the Revised Code, take
effect April 1, 2000. The requirement that public notices,
original and revised versions of proposed rules, and rule
summary and fiscal analyses be published in the Register of Ohio
apply both (A) to filings of these documents that occur on or
after April 1, 2000, in the course of rule-making proceedings
that are pending on that date and (B) to filings of these
documents in rule-making proceedings that are commenced on or
after April 1, 2000.
Section 5. On and after April 1, 2000, until January 1,
2001, an agency's giving public notice of its intention to
consider adopting, amending, or rescinding a rule in the
Register of Ohio under division (A) of section 119.03 of the
Revised Code is not sufficient by itself to give public notice
of the agency's intention. Therefore, on and after April 1,
2000, until January 1, 2001, an agency, in addition to giving
public notice in the Register of Ohio, shall continue to give
public notice of its intention to consider adopting, amending,
or rescinding a rule in the same manner as it gave public notice
under division (A) of section 119.03 of the Revised Code as the
division existed before April 1, 2000. On and after January 1,
2001, an agency's giving public notice in the Register of Ohio
is sufficient by itself to give public notice.
Section 6. Section 119.037 of the Revised Code takes effect
January 1, 2001.
Section 7. Sections 3 to 6 of this act are intended
gradually to phase in the Register of Ohio as a single source of
public information about rule-making proceedings.
Section 8. The amendments to divisions (A)(4), (C), and (I)
of section 119.03 of the Revised Code take effect at the
earliest time permitted by law and first apply to rule-making
proceedings that are commenced on or after that effective date.
The amendments do not affect a rule-making proceeding that is
pending on their effective date; the proceeding is to be carried
through to completion under divisions (A)(4), (C), and (I) of
section 119.03 of the Revised Code as the divisions existed at
the time the proceeding was commenced.
Section 9. (A) Sections 103.051 to 103.054 and 119.037,
119.038, and 119.039 of the Revised Code are to be known as "The
Register of Ohio Act."
(B) Section 119.037 of the Revised Code is to be known as the
"Guide to Public Participation in Rule-Making Act."
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